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Clean, Healthy, and Sustainable Environment
24% of all global deaths are related to the environment, whilst there has been an average of 69% decline in global wildlife populations between 1970 and 2018. The need to protect the right to a healthy environment is important for the health of people and the planet.Overview
What is the Right to a Clean, Healthy, and Sustainable Environment?
For the full enjoyment of human rights, a clean, healthy and sustainable environment is vital. This right seeks to hold States and companies accountable for environmental harm, which threatens the full enjoyment of human rights. The right to a healthy environment does not have a universally agreed definition but is understood to protect an individuals’ rights to inter alia clean air; a safe and stable climate; access to safe water and adequate sanitation; healthy and sustainably produced food; non-toxic environments in which to live, work, study and play; and healthy biodiversity and ecosystems. In line with the Guiding Principles on Business and Human Rights, all businesses have a responsibility to respect the human right to a healthy environment through the implementation of continual human rights due diligence.
This right also includes certain procedural elements designed to enable access to information and participatory decision-making, provide redress for harm, and secure the free exercise of these rights. Although these elements only relate to State obligations, companies should consider them when engaging with stakeholders.
Connection between human rights and the environment
The environment and human rights are inherently interlinked. All humans depend on the environment in which we live, work, play, and study. 24% of all global deaths are related to the environment, specifically the WHO attributes 37% of heat-related deaths to human-induced climate change. Environmental impacts may include climate change, air pollution, soil degradation, water, soil and noise pollution, loss of biodiversity as well as deforestation. They may be caused, for example by unsafe use of hazardous substances, harmful emissions, unsustainable land use, and production and disposal of waste. Such impacts are threatening people’s lives, health, housing, standards of living, food, security, and livelihoods – i.e. their human rights. A clean, healthy and sustainable environment is not only a precondition for human life but also for the enjoyment of these and other human rights including civil and political rights. As environmental degradation increases, so do the threats to the enjoyment of all human rights. The environmental crisis disproportionately impacts the world’s most marginalized communities, including women, children, Indigenous populations and ethnic minorities, older persons, people with disabilities, People of Colour and people living in poverty. Ensuring a clean, healthy, and sustainable environment is essential to the enjoyment of human rights, and the exercise of human rights contributes to more effective environmental protection.
Triple Planetary Crisis
The progressive greening of human rights, and the subsequent environmental cases being filed against private companies and States, is symptomatic of the ongoing “triple planetary crisis”. This crisis is comprised of three intersecting environmental issues, which impact the rights of people, particularly those in vulnerable conditions: pollution, climate change, biodiversity loss. Each of these issues have their own root causes and effects, and therefore require different approaches to resolve. However, they all need to be resolved to achieve a healthy and sustainable future.
Climate change: This is considered the greatest threat to humanity. It involves long-term changes to the planet’s climate, including rising temperatures and more volatile weather patterns, caused by human activities. The consequences of climate change include rising sea levels, melting polar ice caps, increasing intensity and severity of natural disasters, such as droughts, fires, floods or storms, and changes to climatic cycles which restrict biodiversity. All of these consequences can impact the enjoyment of human rights.
Pollution: Over-production, inappropriate disposal, unsustainable product-design, and insufficient recycling are generating high levels of pollution and waste, affecting the health of humans and ecosystems. With emissions from factories, cars, cooking, aviation, and heating degrading air quality, air pollution is one of the global leading environmental causes of illness and premature deaths. Other forms of pollution can include plastic and microplastic pollution, and pollution contaminating water sources through chemical dumps or leaks. This can risk the health of people, thus restricting their rights to health or life.
Biodiversity loss: There are considered to be three levels of biodiversity: genetic diversity, species diversity, and ecosystem diversity. All three levels of biodiversity are experiencing a decline in the face of the global biodiversity crisis. Pollution, climate change, the overexploitation of resources, changes in land use (such as urbanization, deforestation and intensive mono-culture farming), and the introduction of invasive species, are all contributing to biodiversity loss. This crisis restricts access to food as losing key species reduces the health and fertility of soil and produces lower crop yields, as well as depleting fish species. Furthermore, the natural pollution filtration systems in our water sources, such as sand, oysters, charcoal and minerals, are decreasing with biodiversity loss. Biodiversity loss gives rise to disease and infection – restricting access to clean water. Climate change, in particular, is also contributing to species extinction, with at least 10,967 species on the IUCN Red List of Threatened Species due to global warming and threats to habitats.
The triple planetary crisis augments the issues vulnerable groups are already facing:
- Pre-existing gender discrimination against women is reinforced as women and girls are excluded from participating in environmental decision-making, making the policies less responsive to the damage and therefore less effective in protecting communities;
- The health of women, children, older persons, persons with disabilities and people living in poverty is deteriorating due to environmental degradation. Women in particular are more vulnerable to many pollutants because of the thinner skin, smaller weight, higher body fat and hormonal disruptions; and
- The traditional indigenous lands and resources upon which communities depend on for their survival are destroyed.
Addressing this crisis will require a variety of solutions and the involvement of different perspectives. By protecting the right to a healthy environment, businesses can start to prevent, correct, and remediate the human rights consequences of this triple planetary crisis.
What is the Dilemma?
The dilemma for responsible business is how to pursue profitable activities without undermining the rights of people to a healthy environment. This challenge is compounded as some business operations are inherently destructive of the environment and operate in countries with poor legislative enforcement for people and/or the environment. Companies will need to consider how to sufficiently limit environmental damage and improve environmental conditions within their business scope to effectively protect the rights of people affected by their own activities or throughout their value chains. Assessing the type of damage a company may cause to the environment and how this may undermine a person’s human dignity and wellbeing (at the core of all human rights) will be crucial for a company to continue operating with a social licence and pursue profits.
For instance, resource extraction can cause a wide radius of environmental damage (see Environmental Impact of Businesses below for a more detailed discussion on types of environmental damage) throughout the operations and value chains of a company. Where the damage is high-impact, it is likely to infringe the core human rights, such as the right to life or health.
The impacts of environmental damage on rightsholders are often not isolated to the area in which the damage occurred and societies are increasingly recognising the extraterritorial reach of human rights in relation to environmental damages. For example, persistent organic pollutants (such as PFAS) are known to migrate over long distances so that harmful effects can occur far away from the initial source of pollution.
Environmental Impact of Businesses
The operations, practices, sourcing activities, and products of businesses can cause or contribute to environmental harm. This might include destruction of land and habitats, pollution, emissions, waste generation as well as deforestation and other forms of change of land use. The environmental impacts can affect communities and economies by disrupting people’s livelihoods and creating huge costs for States.
Key impacts include:
- Global warming and climate change: 57 companies have been directly linked to 80% of the world’s global fossil fuel emissions since 2016 – when these fossil fuels are burned, they release large amounts of the greenhouse gas carbon dioxide (CO2) into the air, which traps heat into our atmosphere and causes global warming. These 57 companies are exclusively oil, gas, coal, and cement companies, which by their very nature produce emissions. However, nearly every business contributes to global warming by burning fuels to heat offices and warehouses, or releasing harmful gases via the distribution and delivery of goods. Furthermore, a major part of emissions is attributed to energy production for private households, as well as industrial processes. Accelerated global warming risks melting ice caps, rising sea levels, extreme weather events, biodiversity loss, and species extinction. These can all have devastating effects on communities.
- Deforestation: 1.3 million square kilometers of global forests have been lost since 1990 due to deforestation for commercial agriculture and other land uses. Vast areas of forest are burned and cleared to make space for crops and livestock for commodities like soy, cattle, oil palm, wood, cocoa, coffee and natural rubber. According to Greenpeace, agribusiness is the leading driver of deforestation, as well as mining and urban construction/infrastructure. Deforestation destroys the rainforest habitats of animals and indigenous communities and increases greenhouse gasses, which were stored in the rainforests. Furthermore, these commodity crops tend to be monocultures, which degrade the soil and reduce biodiversity.
- Natural hazard disasters: There were a total of 399 natural hazard disasters in 2023, affecting 93.1 million people and resulting in 86,473 fatalities. Such disasters included extreme weather events like floods, fires and droughts, and other natural disasters like earthquakes. The intensity and frequency of natural disasters is increasing as surface temperatures rise due to emissions. Therefore, whilst these natural disasters cannot be wholly attributed to a single company or State, it is clear that businesses are contributing to such damage through their emissions.
- Water pollution: Whilst many environmental disasters cause water pollution, it can also stem from companies leaking toxic waste, raw sewage or chemicals into the water. In 2021, it is estimated that 802,486 people died worldwide due to unsafe water sources. Between March 2020 and March 2021, one single British water company was responsible for 94 pollution incidents per 10,000 kilometers of sewer. Meanwhile, in the US, over 50% of rivers are polluted.
- Air pollution: According to the WHO, there were 6.7 million deaths in 2019 due to exposure to air pollution. A whole range of business operations are contributing to increased concentrations of pollutants in the air, both outside and inside buildings, which can have short- and long-term adverse health effects. For example, the agricultural sector is a main emitter of air pollutants, such as methane and ammonia. Further, global household cleaning and personal care products are a large source of volatile organic compounds.
- Biodiversity loss: An estimated 1.2 million plant and animal species are under threat of extinction, many before 2100, with 90% of biodiversity loss attributed to extraction and the processing of natural resources for textiles, food, energy, electronics, and construction. Rapid industrialization has significantly contributed to overproduction and pollution by companies to meet global demand – destroying ecosystems. Habitat degradation (caused by land use changes) climate change, overfishing, the use of agrochemical products and many more drivers have contributed to biodiversity loss, disrupting pollination, food control, and climate regulation.
- Environmental disasters: Some of the largest environmental disaster cases against companies have stemmed from poor health and safety compliance. Gas leaks or oil spills are the most common environmental disasters, causing billions of dollars’ worth of damage to the local ecology and environment. These disasters often have both direct and indirect impacts on communities’ lives, health, and livelihoods, connected to deaths, illness, or polluted food and water. A lack of health and safety, and poor compliance with standards is frequently the main cause of these disasters. For example, the Deepwater Horizon oil spill in 2010 was caused by noticeable failures in the system, the use of bad cement, and an inadequacy of the preparedness and damage-control measures in place. The environmental costs of this oil spill were huge, with thousands of birds, sea turtles and mammals caked in leaked oil – roughly half of the living dolphins in a nearby bay suffered from illnesses linked to oil exposure and dolphin infertility increased.
Two Major Environmental Disasters
Niger Delta: The Most Polluted Area in the World
Since commercial oil operations began by Shell in 1958, it is estimated that 13 million barrels of crude oil have been spilled into the Niger Delta due to over 7,000 oil spill incidents. These oil spills have contaminated the local water sources and soil of approximately 1500 communities. Soil fertility and crop yields were reduced as a result of the pollution, and heavy metals were found to have accumulated in the surviving food crops like cassava and pumpkin. Such polluted crops, oil-covered fish and dirty drinking water has meant locals are unable to access clean food or water for fear of disease and their livelihoods, closely connected to the land, have been destroyed.
Bhopal Disaster: The Worst Industrial Disaster in History
The Bhopal disaster of 1984, considered the worst industrial disaster in history, saw a gas leak from a pesticide factory in Bhopal, India kill an estimated 3,800 people immediately, according to the local government, and an estimated 8,000 more died within two weeks of the disaster. It is reported that about 500,000 were affected by the disaster. Investigations found that the plant’s substandard operating and safety procedures caused the disaster, as well as considerable understaffing. Thousands of premature deaths, health issues (including respiratory problems, eye irritation and blindness, and increased chromosomal abnormalities), PTSD, and significantly increased morbidity rates were all connected to the accident. The chemical leak contaminated the surrounding soil and groundwater, making the water undrinkable and poisoning crops and fish. This contamination continues to expose over 20,000 people living near the factory to roughly 350 tonnes of toxic chemicals today, contributing to other health issues, including cancers, birth defects, fevers, headaches, and constant fatigue.
The above impacts are only a snapshot of the types of environmental impacts businesses may cause or contribute to. More details on industry-specific environmental impacts can be found in the Industry-Specific Risk Factors section [Link]. Companies should consider the full range of possible environmental impacts their operations or value chain may be attributed to.
Impacts on Businesses
Businesses can be impacted by the violation of the right to a healthy environment in their operations and supply chains in multiple ways:
- Reputational and brand risk: Negative campaigns by non-governmental organisations, consumers, trade unions, and other stakeholders against companies can result in reduced sales and brand erosion. As the connection between the environment and human rights is becoming ever-more important for society, poor reputation can harm employee retention and make a company less attractive to potential employees. Environmental NGOs are increasingly placing companies under the microscope and publicly highlighting the environmental damage companies have caused. For example, Greenpeace and Client Earth have widely criticised oil and gas companies for their environmental impacts.
- Legal risk: Legal claims are increasingly brought against companies for breaching the right to a healthy environment, which usually involve significant damages, fines, and can result in imprisonment in some countries. Claimants are increasingly successful, with claims in different jurisdictions against parent companies or buying companies further up the supply chains. For example, a decision in the UK Supreme Court confirmed that an environmental claim brought by over 1,800 Zambian villagers against Vedanta (a UK-based parent company) and its Zambian subsidiary KCM for discharging waste from the Nchanga copper mine and polluting local waterways can proceed to trial. There are also two cases pending in the German courts which will be decided later in 2024: Lliuya v RWE in which a Peruvian farmer is seeking damages from Germany’s largest electricity producer for knowingly contributing to climate change through their greenhouse gas emissions; and the many claims against TÜV Süd for the dam in Brumadinho, one of which has claims estimated at €400 million.
- Operational risk: The physical environment in which companies operate is likely to change overtime as climate events occur and natural resources run low. The natural resources businesses depend upon will be harder to acquire or might be destroyed, resulting in disruption. For example, land degradation and water scarcity may reduce access to the resources required to manufacture or process a product. Soil degradation may lead to smaller yields which in turn may result in less or more expensive raw materials, such as cotton or other agricultural products. Air pollution is also bad for business as around 1.2 billion workdays are lost globally each year due to employee illness caused by breathing in polluted air.
- Financial risk: Operational and legal risks can develop into financial risks if fines are owed and disruptions to production arise from shortages of supplies or interruptions in production. High financial risks can also occur when companies face obligations to remediate environmental damages and rights abuses that they have caused.
Climate and Environmental Litigation
As communities begin to feel the full effects of climate change, they are turning to courts to help tackle the climate crisis, by seeking to hold governments and corporations accountable for the slow progress made. The number of climate change cases being brought before courts has more than doubled since 2017, and many of these cases are beginning to also encompass the right to a healthy environment. Between 2017 and 2022, legal actions were brought before 65 different bodies, including international, regional and national courts, tribunals, and special procedures of the UN. These climate litigation cases often rely upon internationally and nationally recognised human rights to demonstrate strong links between climate change and human rights violations.
However, cases of environmental damage impacting people’s health have been common in courts worldwide for much longer. There have been numerous litigation cases involving water or soil pollution; one of the most famous was the Trafigura case, in which more than 100,000 people sought medical assistance for headaches, skin irritations and breathing issues, when a cargo ship dumped toxic waste into the Côte d’Ivoire. Meanwhile in the DuPont chemical dumping case people working and living in Parkersburg West Virginia suffered illnesses, including cancer, due to PFOA pollution in their local water supply. Many of the first litigation cases were private litigations between companies and individuals/communities settled outside of court, based on domestic tort rules.
That said, courts have increasingly heard cases relating to the violation of the right to health due to pollution over the past couple of decades. For example, in 2021 a group of girls from the Sucumbíos and Orellana provinces brought the Ecuadorian government to court claiming the practice of gas flaring violated their rights to health, water, food sovereignty and a healthy, ecologically balanced environment under the Constitution. The Court ruled in favour of the girls. More recently, in April 2024, an Iraqi father has started legal action against oil company BP claiming the toxic emissions from BP’s gas flaring caused his son’s fatal leukemia. It will be an important case for harmful emissions from a major carbon contributor.
Climate litigation meanwhile is increasingly using a range of rights, including the right to private and family life. There are a number of databases containing summaries of global case law relating to human rights and climate change, such as the Climate Rights Database and the Climate Case Chart database. Whilst many of these cases are against States, a growing number of them are bringing corporations to court for their part in climate change. In 2019, a Dutch court found the oil and gas company Shell to be in violation of the Paris Agreement and ordered it to reduce its carbon dioxide emissions by 45% by 2030 – the first time a private company was found to have a duty under the Paris Agreement and the first time the United Nations Guiding Principles on Business and Human Rights were directly applied to civil claims.
In April 2024, the European Court of Human Rights ruled in favour of the association of the Swiss Senior Women for Climate Protection against Switzerland. The ECtHR decided that Switzerland was violating the human rights of the older women, including their right to health and private life, by not taking necessary steps to combat global warming. It affirmed the rights-based link between the negative effects of climate events, such as intense heat waves, on Swiss senior women and Switzerland’s climate protection measures.
With the advent of climate litigation, cases involving the right to a healthy environment have now begun. On 22nd March 2024, Peruvian communities won their case in the Inter-American Court of Human Rights where it was ruled industrial pollution from Le Oroya Metallurgical Complex in Peru violated their right to a healthy environment. The Court concluded that the failure to prevent extensive pollution violated a number of rights covered by the right to a healthy environment, including the right to clean air and water, as well as other rights to life, health, physical and mental integrity, dignity, and the rights of the child.
Companies need to be aware of these cases and ensure they consider how to protect the right to a healthy environment throughout their operations and value chain.
Impacts on People
Environmental impacts caused by business operations could impact rights-holders in the following ways:
- Health: Air, water, or land pollution, and noise emissions impact peoples’ health, as they can cause severe illnesses such as polio, cholera or other gastrointestinal diseases, cancer or respiratory diseases. It also contributes to food and water insecurity and scarcity, and decreases the quality of the food and water available – increasing hunger and dehydration. There are specific groups of people for whom the health effects are particularly strong, such as women, girls, children, older persons, persons living on or below the poverty line and persons with disabilities. For example, women and children in low-income countries tend to perform the bulk of domestic tasks and spend a lot of their time in kitchens with higher rates of exposure to particular matter and other pollutants emitted by stoves and open fires. Furthermore, global warming directly impacts human health, for example by increasing the severity and frequency of respiratory and heart diseases, pest-related diseases like Malaria, Lyme disease and the West Nile Virus, water- and food-related illnesses, as well as injuries and deaths, including those due to extreme weather events. The overall distribution of tropical diseases is also affected by climate change as rising temperatures spread disease vectors, like mosquitoes, to areas where they did not previously occur.
- Peace and security: Greenhouse gas emissions are accelerating climate change, which impacts communities’ livelihoods, drives climate migration and displacement, and sparks resource conflicts. Global warming above 1.5°C risks further sea level rise, extreme weather, and biodiversity loss (which includes species extinction). All of these environmental impacts increase food and resource scarcity, as well as worsening health, standards of living and poverty.
- Indigenous populations: Land inhabited by Indigenous Peoples contains 80% of the world’s remaining biodiversity, yet much of their land is at risk to be subject of commercial interests. Resource extraction can impede Indigenous populations’ access to resources, such as water or land, or to areas of cultural and spiritual significance. Indigenous populations are also more vulnerable to the impacts of climate change, and environmental destruction, with biodiversity loss increasing the risks of food insecurity. Furthermore, the Free, Prior and Informed Consent (FPIC) of indigenous communities is often overlooked, meaning they are not consulted during the planning and preparation phases of projects – increasing the likelihood of the projects damaging the environment. Where environmental impacts do arise, their access to justice is also considerably limited due to discrimination, underrepresentation or complexity of judicial systems.
- Marginalized communities: Black, Indigenous, and People of Colour (BIPOCs) are considered to be frequently marginalized communities who experience higher rates of environmental damage and pollution. Environmental racism relates to the disproportionate burden of environmental hazards placed on BIPOCs, where BIPOCs are often in closer proximity to polluting facilities like waste dumps, gas pipelines and power stations, or major infrastructure such as highways. Living so close to this pollution exposes BIPOCs to higher rates of harmful pollutants, impacting their water sources and clean sanitation, and often leading to greater risk of serious health problems, such as respiratory problems like asthma or lung conditions, heart attacks, or cancer.
- Healthy food: Due to the widespread use of agrochemical products, land destruction by companies and climate change, there is an increasing scarcity of healthy and sustainably produced food. This means communities, particularly those in poor urban areas and countries of the Global South, are struggling to access nutritionally dense foods for themselves or their families.
- Green transition: Efforts to use sustainable or renewable resources are increasing – by their very nature these seek to ensure a healthy environment, but can often have detrimental environmental impacts of their own, which affect rightsholders. For example the creation of polysilicon for solar panels produces hazardous by-products, such as silicon tetrachloride and hydrofluoric acid, which, if inappropriately discharged into the surrounding soil and water systems, can have harmful health effects on local communities. Forced labour has also been found in polysilicon factories and solar panel supply chains. Furthermore, improper planning for the use of solar panels on land may restrict a community’s access to food or restrict an indigenous community’s rights.
- Future generations: Sustainable development seeks to meet the needs of the present generations without compromising the needs of future generations. Future generations are at risk due to the triple planetary crisis with extreme temperatures and weather events, such as flooding or droughts, leaving future generations with less land for crops, destroying homes and cutting access to clean water; whilst air pollution increases health problems in future generations. Furthermore, rising sea levels will force those living on small islands to leave their homes and puts their lives at risk.
The above list is not exclusive and impacts are increasingly far-reaching.
Environmental damage has the potential to impact a range of individual’s and communities’ rights including but not limited to:
- Right to a healthy environment: There are many variations on the right to a healthy environment, such as the right to a clean environment, the right to a clean and healthy environment or the right to a sustainable and healthy environment. This right is interconnected with other health-focused human rights and is a precondition to human rights. Even though the right to a healthy environment is not included in any binding resolution, it is recognised by over 150 States already. Furthermore, the right to a healthy environment seeks to ensure clean and balanced ecosystems, stable climates and a rich biodiversity. Biodiversity and habitat loss can harm the rights of individuals, particularly vulnerable groups like women, children, older persons, and persons with disabilities as risks of food insecurity or poor access to clean water rise – thus increasing their health risks.
- Right to life (UDHR, Article 3, ICCPR, Article 6): Everyone has the right to life. At its most extreme, environmental damage can directly or indirectly cause fatalities. Deaths may occur as a direct result of a natural or climate disaster like a flood or an oil spill, but they may also occur due to secondary effects of environmental destruction – for instance, air pollution may increase the likelihood of respiratory illnesses but fatalities are one step removed from the immediate damage.
- Right to health (UDHR, Article 25, ICESCR, Article 12): All individuals are entitled to a universal standard of physical and mental health. The right to health is closely related to and dependent upon the realization of other human rights. The practical enjoyment of the right to health depends on safe drinking water, safe food, healthy working and environmental conditions, and adequate nutrition. The right to health can be compromised by environmental damage, both in the working environment and outside, which can affect many of the underlying determinants. For example, a person’s health may be restricted by a company unsafely disposing of waste into a community’s local water sources.
- Right to an adequate standard of living (UDHR, Article 25, ICESCR, Article 11): These provisions guarantee the rights of all individuals to adequate housing, food, water, clothing, and the continuous improvement of living conditions. It is intrinsically linked to the right to health and the right to a healthy environment. The destruction of homes or an inability to access safe water and food can be direct results of climate disasters, industrial disasters, and pollution.
- Right to water and sanitation (ICESCR, Article 11): Individuals are entitled to quality, available, acceptable, accessible, and affordable water and sanitation. Water pollution from chemical run off, land modifications and increases in natural disasters like droughts have significantly reduced the access people have to water and sanitation.
- Right to food (UDHR, Article 25, ICESCR, Article 11): Everyone has the right to sufficient amounts of food for themselves and their family. The effects of climate change, such as extreme weather fluctuations or floods, are affecting crops and livestock production and increasing food insecurity. Vulnerable communities in areas already at risk of food insecurity are most likely to be impacted as they face further decreasing crop yields, and declines in agroforestry and fisheries. Furthermore, the use of toxic agrochemical products deteriorates soils, reduces yields, and leads to contamination of food.
Sustainable Development Goals (SDGs)
The Sustainable Development Goals are built on the preservation and restoration of natural resources and ecosystems and tackling climate change to ensure environmental protection. In this way, the protection of the right to a healthy environment is intrinsically connected to many of the SDG targets. The following SDG targets relate to the right to a healthy environment:
- Goal 2: (“End hunger, achieve food security and improved nutrition and promote sustainable agriculture”)
- Goal 3: (“Ensure healthy lives and promote well-being for all at all ages”)
- Goal 6: (“Ensure availability and sustainable management of water and sanitation for all”)
- Goal 7: (“Ensure access to affordable, reliable, sustainable and modern energy for all”)
- Goal 12: (“Ensure sustainable consumption and production patterns”)
- Goal 13: (“Take urgent action to combat climate change and its impacts”)
- Goal 14: (“Conserve and sustainably use the oceans, seas and marine resources for sustainable development”)
- Goal 15: (“Protect, restore and promote sustainable use of terrestrial ecosystems, sustainably manage forests, combat desertification, and halt and reverse land degradation and halt biodiversity loss”)
Although only some of the SDGs relate directly to the right to a healthy environment, progress on these targets will help advance other goals.
Key Resources
The following resources provide further information on the right to a healthy environment:
- Client Earth, Legal right to a healthy environment: An explanation of the issue of and solutions for the right to a healthy environment.
- Human Rights Watch, Environment and Human Rights: This website provides various news articles and reports on the issue of human rights and the environment.
- United Nations Climate Change Committee, What is the triple planetary crisis?: This useful overview provides insight into the triple planetary crisis and information on a range of efforts to tackle it so far.
- OHCHR, UNEP and United Nations Development Programme (UNDP), What is the Right to a Healthy Environment: An information note on the right to a healthy environment, and its implications for people and the planet.
- UNDP, Climate Change and Human Rights: This report aims to support governments and companies in understanding and assessing the relationship between human rights and climate change.
Definition & Legal Instruments
Definition
All people have the right to a clean, healthy, and sustainable environment. This right has been in consideration since 1972 when the Stockholm Declaration on the Human Environment declared that people have “the fundamental right to freedom, equality and adequate conditions of life, in an environment of a quality that permits a life of dignity and well-being”.
The right to a healthy environment endorses the (near) global recognition of the link between environmental harm and human rights. Regional and national case law has argued that many human rights, including the right to life, health, property, and water, depend on a healthy environment to be upheld. Even though there is no universally agreed definition and no universally applicable threshold for a safe, clean, healthy, and sustainable environment, it is understood to encompass the following elements:
- A safe and stable climate: Climate change is creating a progressively unstable environment, where the wellbeing and safety of future generations is at risk. We are already seeing the effects of an unstable climate, as extreme weather events like floods, droughts and heatwaves cause devastating environmental damage. Ensuring a safe and stable climate means having a ‘predictable environment where people can plan for the future with confidence’, such as for crops and agriculture or housing and safety. It is a crucial element of the right to a healthy environment and is considered essential to maintaining human life on earth.
- Clean air: Current industrial practices are relied upon to heat household and ambient air through the burning of fossil fuels, as they are used for energy and heating. Exposure to such air pollution causes a range of health issues, including respiratory illnesses, cancer, heart disease and negative birth outcomes. It also damages agricultural productivity, causing food insecurity, and impacts biological diversity and ecosystems.
- Access to safe and sufficient water and sanitation: The ability to access clean water is fundamental to sustaining life on earth. It is essential for drinking, cooking, cleaning, sanitation, and growing food. Aquatic ecosystems also contribute to maintaining life, including by purifying polluted water and shielding erosion. It is therefore an essential component to the right to a healthy environment. Additionally, safe, sufficient water and healthy aquatic ecosystems are crucial for protecting health, ending poverty, and achieving food security.
- Healthy and sustainably produced food: Just as water is fundamental to life, so is food. However, the current agrifood systems are not sustainable due to intensive, monoculture-based farming which has a high dependency on external inputs, such as chemical fertilizers, and the heavy use of pesticides. They are major drivers in environmental damage, including climate change, soil degradation, biodiversity issues, and ‘the rising risk of infectious diseases that spill into humans from wildlife and livestock’. According to the UN’s Food and Agriculture Organisation (FAO), the world produces 0.3 billion metrics of food more than is required to feed the world’s population. However, much of this is wasted, used as livestock feed or to manufacture non-food products like biofuels. At the same time approximately 2 billion people lack adequate access to healthy and nutritious food, with daily hunger levels between 720 and 811 million. Food is also a vital component of the economy, as livelihoods rely upon the jobs it creates. Ensuring healthy and sustainably produced food will not only ensure life, but also protect livelihoods and the rights to food, health and water.
- Non-toxic environments in which to live, work, play, and study: The various processes involved in fossil fuel use, pollution resulting from industrial production, and the unsound management of chemicals and waste, all create an environment which makes it difficult for people to go about their normal lives. Globally, toxic environments cause at least 9 million premature deaths each year, double the number of COVID-19 pandemic deaths inflicted during its first 18 months. Many workers including child labourers are frequently exposed to hazardous activities, like mining and tanning. Some communities are now living in areas being classified as “sacrifice zones” – extremely hazardous places where local communities are exposed to toxic contamination and extreme levels of pollution, such as the Niger Delta, considered to be the most polluted place in the world, or the Quintero-Puchuncaví sacrifice zone in Chile. Furthermore, the Bhopal area discussed above was never decontaminated. Fundamentally, peoples’ rights to life and health are at risk from toxic environments.
- Healthy ecosystems and biodiversity: Many of the issues discussed above also depend on a healthy biosphere, including clean air, safe water and nutritious food. Plants produce oxygen, healthy ecosystems regulate earth’s climate, wetlands remove pollutants, and many medicines are derived from nature; the destruction of the biosphere risks all of this. A damaged ecosystem also increases the risk and impact of natural disasters – the number of deaths during a cyclone in India in 1999 was significantly higher in areas where mangroves had been removed, than those that were protected by healthy mangrove forests. Biodiversity is an important determinant for human health, as it reduces the risk of emerging infectious diseases affecting humans. the preservation of ecosystem services is crucial for human health as they provide for clean water, air and soil. The loss of ecosystem functionality might lead to environmental degradation and thus negatively impact human health. Furthermore, the ongoing expansion of human activities into wildlife spaces, increases the risks of zoonosis (animal-borne diseases).
It is important to note that this list is not exhaustive. It is also generally accepted that the right to a healthy environment applies to both present and future generations and is a specific right to ensuring people have a clean, healthy and sustainable environment to live in.
Although States have a positive obligation to protect present and future generations, in line with the United Nations Guiding Principles on Business and Human Rights, businesses should also be accountable for the realization of this right as they can have a huge impact on the environment, resulting in a restriction of the right to a healthy environment.
Legal Instruments
Since the adoption of the Stockholm Declaration on the Human Environment, the right to a healthy environment has been appearing in national constitutions, regional legislation and policy documents. This right was legally recognised in more than 80% of UN Member States before the UN General Assembly recognised it in 2022.
UN Resolution
In July 2022, the UN General Assembly adopted a landmark resolution recognising the human right to a healthy environment. This is the first international formal text to recognise this right. However, it is important to note that this resolution is not a legally binding resolution and calls upon States to implement regional and domestic legislation.
The Paris Agreement
The Paris Agreement is a legally binding international treaty on climate change. It was adopted by 196 Parties at the UN Climate Change Conference (COP21) in Paris, France, on 12 December 2015. It entered into force on 4 November 2016. Its overarching goal is to hold “the increase in the global average temperature to well below 2°C above pre-industrial levels” and pursue efforts “to limit the temperature increase to 1.5°C above pre-industrial levels”.
ILO Declaration
The ILO Declaration on Fundamental Principles and Rights at Work considers a safe and healthy working environment a fundamental principle and right at work. The International Labour Organization (ILO) added this principle as its fifth principle in June 2022. This means occupational safety and health can no longer be considered an optional extra. It seeks to ensure the protection of workers from work-related injury, sickness, or disease. It is considered one means of realizing the right of everyone to “life, liberty and security of person” as referred to in the 1948 Universal Declaration of Human Rights and the ICCPR. This principle is particularly relevant to the prevention of toxic working environments in the context of the right to a healthy environment. Also relevant to this principle is the increasing necessity to prevent the occupational hazard of heat stress as a consequence of the climate crisis.
Other Legal Instruments
The UN Guiding Principles on Business and Human Rights (UNGPs) set the global standard regarding the responsibility of businesses to respect human rights in their operations and across their value chains. The Guiding Principles call upon States to consider a smart mix of measures — national and international, mandatory and voluntary — to foster business respect for human rights. Businesses should consider the UNGPs in their operational and supply chain decisions, and when following national legislation.
Regional and Domestic Legislation
The first UN global environmental conference was held in Stockholm in 1972 at which States adopted the Stockholm Declaration on the Human Environment. The first principle of this declaration states that all persons have “the fundamental right to freedom, equality and adequate conditions of life, in an environment of a quality that permits a life of dignity and well-being”. Since then, an increasing number of States have included the right to a healthy environment in national legislation. For example, in in 1976 Portugal recognised this right in its Constitution and Spain and Peru followed suit in 1978 and 1979 respectively.
Regional legislation affirming the right to a healthy environment includes the African Charter on Human and Peoples’ Rights 1981, Arab Charter of Human Rights 2004, the San Salvador Protocol to the American Convention on Human Rights 1988, the American Convention on Human Rights, the ASEAN Declaration on Human Rights and the Escazú Agreement 2018. The European Convention on Human Rights does not currently enshrine this right explicitly but it is recognised by the jurisprudence of the European Convention on Human Rights (ECHR) in relation to the right to life (article 2 of ECHR), right to respect for private and family life (article 8 of ECHR) and the protection of property (article 1 of Protocol 1, ECHR). Furthermore, as part of the EU Green Deal, the EU Deforestation Regulation 2023 aims prohibits the import, export, and sale of products on the European Market, which have been wholly or partly produced through illegal deforestation or forest degradation. It attempts to curb the illegal deforestation that is contributing to environmental damage and restricting peoples’ rights.
Companies are also increasingly subject to non-financial reporting requirements and due diligence obligations in the jurisdictions in which they operate. There are several high-profile examples of national legislation that specifically mandate human rights-related reporting and other positive legal duties, such as due diligence, including the French Corporate Duty of Vigilance Law 2017, and the Norwegian Transparency Act 2022. The German Act on Corporate Due Diligence Obligations in Supply Chains 2023 also contains human rights and environmental due diligence obligations. Section 2(2) no. 9 references the right to a healthy environment by prohibiting environmental harm and pollution which may impact food, water, access to sanitary facilities or health. Section 2(3) refers to specific environmental obligations in relation to mercury, persistent organic pollutants, and hazardous and other waste.
Furthermore, the EU Corporate Sustainability Due Diligence Directive (CSDDD) 2024 will make human rights and environmental due diligence mandatory for larger companies across the EU. It will apply to companies of different sizes in stages between 2027 and 2029. Similar to the German Supply Chain Act 2021, the CSDDD references the right to a healthy environment. It prohibits causing any measurable environmental degradation that substantially impairs societal needs, including food, clean water, sanitary facilities, ecosystem services and access to land. Additionally, the CSDDD takes recourse to eleven international environmental conventions and requires companies to design and produce a transition plan for climate change mitigation, which outlines how the company is achieving its Paris Agreement goals by transitioning to a sustainable economy and limiting global warming to 1.5°C.
The EU Corporate Sustainability Reporting Directive (CSRD) 2023 replaces the EU Non-Financial Reporting Directive 2017. It covers environmental topics, ranging from climate change, environmental pollution, water and marine resources, biodiversity and ecosystems, to resource use and circular economy.
These mandatory due diligence and disclosure laws require companies to publicly communicate their efforts to address actual and potential human rights impacts, including environmental impacts on human rights, as well as environmental impacts as such. Failure to comply with these obligations leads to real legal risk for companies.
Recognising rights of nature
Many States, particularly those in the Global South, are increasingly recognising the rights of Nature as a legal person through their constitutions, legislation and judicial enactments. They aim to provide legal protection for the ecosystems – including animals, plants, mountains, and recognise them as more than simply property. For example, it was ruled that the Colombian Amazon can be a subject of rights, and the Whanganui River, the Te Urewera Forest, and Mount Taranaki were granted legal personhood as they are considered particularly important to the Māori people. This means that States have a duty to protect, conserve, maintain and, where necessary, restore these recognised ecosystems. Many indigenous communities already consider nature to be a separate entity which requires protection.
Companies operating in these protected natural environments should consider nature as a rightsholder when undertaking their human rights impact assessments. It requires the consideration of nature as a ‘silent stakeholder’ in the protection of human rights. In practice, companies’ duties towards the recognised rights of nature and what rights this recognition entails remain unclear but will inevitably become a growing part of ensuring the right to a healthy environment.
Key Resources
The following resources provide further information on the various elements that make up the right to a healthy environment:
- Climate Rights Database: This database collates global human rights and climate change litigation.
- OECD Guidelines for Multinational Enterprises, Responsible business conduct for the planet: This page provides a range of resources for companies to use in their implementation of the OCED due diligence recommendations in the context of environmental threats, such as climate change.
- Office of the United Nations High Commissioner for Human Rights (OHCHR), Annual thematic reports: This page provides a range of reports on the connection between human rights and the environment, including women and girls, and healthy and sustainable food.
- OHCHR, Business, planetary boundaries, and the right to a clean, healthy and sustainable environment: This report details the need for systematic and transformative changes to respect this right from business harms.
- OHCHR, Expert seminar on the responsibility of business enterprises to respect the human right to a clean, healthy and sustainable environment: This seminar summarizes the key points related to systemic issues facing the global economy with regard to the responsibility of businesses to respect the right to a healthy environment.
- OHCHR, Safe Climate Report: This report details the effects of climate change on the enjoyment of human rights.
- United Nations General Assembly, Resolution A/RES/76/300 on the Human Right to a Clean, Healthy and Sustainable Environment: This resolution is the first international recognition of the right to a healthy environment by the UN.
- WWF, A Blueprint for Responsible Global Business – The Case for an Environmental & Human Rights Due Diligence Obligation for UK Businesses: This report outlines the need for a government policy which makes environmental and human rights due diligence obligatory for UK businesses. Whilst this report is UK focused, it provides detailed analysis on the usefulness of environmental and human rights due diligence and how it would impact international trade.
Contextual Risk Factors
Environmental damage caused by corporate activities can often arise to such an extent that it impacts human rights. First and foremost, companies have a responsibility to take responsibility for their own environmental and human rights impacts. There are certain risk factors that increase the likelihood of environmental damage caused by corporate being severe enough to impact human rights.
Key risk factors include:
- Climate change and climate-related disasters increase the risks of displacement, poverty, food and water insecurity, and disease. This makes it far more likely for peoples’ rights to life, home, health, property, and the self-determination of indigenous people to be restricted.
- Lack of access to justice due to poorly funded or corrupt judiciaries. This prevents affected victims from accessing remedy when environmental damage has occurred. This restricts the procedural rights of individuals and prevents the possibility of redress and to those impacted by the environmental damage.
- Poorly enforced domestic environmental laws allow companies to operate with impunity. This increases the likelihood and severity of violations, placing the rights of impacted people at greater risk. Poor enforcement often relates to corruption and companies may use poor governance structures to economically benefit from not having to abide by environmental (and other) laws.
- Few environmental protections permit companies to damage the environment to such an extent that it restricts peoples’ human rights. For example, Bangladesh does not require the assurance that factories and mines are not harming the health of people or the planet.
- Resource rich areas open the door for some governments or administrations to provide resource extraction licenses to companies to drive the economy. Such administrators are likely to prioritise their economy over the environment, and by extension the rights of local communities. This increases the risk of environmental damage as companies can operate with greater impunity, particularly as resource extraction often leads to severe environmental damage. Lack of proper consultation, consideration of local communities, and free prior and informed consent of Indigenous Peoples creates additional risks to their right to a healthy environment.
- Poverty exacerbates the effects communities feel from environmental damage. For example, a poor, rural community whose local water source is polluted by toxic wastewater will be unlikely to have the funds to fix the damage, may not have access to local healthcare to resolve any resulting health issues, and may have challenges accessing necessary legal protections or representation. Furthermore, such a community relies more heavily on their local water source for cooking, cleaning, and even potentially their income, such as fishing and agriculture.
- Conflict increases the chances of a violation of the right to a healthy environment as conflict itself can damage the environment by consuming vast amounts of local resources, destroying land, creating increased emissions in localized areas, and polluting the environment – sometimes irreversibly. Communities in conflict zones therefore face a higher risk of their rights being restricted.
The UN Resolution for the Right to a Healthy Environment specifically mentions the following vulnerable groups to be considered:
- Indigenous and traditional communities face increased pressure from governments and companies seeking to exploit resources on their ancestral lands. These lands are materially and culturally significant to these communities, and their connection to the land is intrinsically linked to their rights. Such communities are frequently marginalized from decision-making processes – thus restricting their procedural rights under the right to a healthy environment, and risking the violation of their substantive rights. Furthermore, indigenous communities are more vulnerable and less resilient towards adverse environmental impacts because they are disproportionately affected by poverty, discrimination and marginalization. They are therefore at greater risk of carrying out dangerous work or being in precarious employment.
- Children are uniquely vulnerable to environmental pressures. Their mental and physical health can be disproportionately impacted by pollution as their bodies, immune systems and organs are still developing, for example suffering from malnourishment and stunted growth; this can also impact a child’s further development. Children are also more susceptible to vector-borne and infectious diseases, increased by rising temperatures and changing rainfall patterns. Furthermore, legally employed youth workers face health risks from polluted working environments;
- Older Persons are at increased risk of harm due to climate change and air pollution. Diseases, heat stress (both exposure to extreme heat and cold), and the increasing intensity and frequency of disasters all impact their physical and mental health of older persons. Age discrimination means older persons are often neglected in policy decisions and programmes meant to address the effects of the triple planetary crisis. They are also more vulnerable to toxins, as their thinner skin increases the risk of dermal contact poisoning, and their livers and kidneys take longer to remove toxins.
- Persons with disabilities suffer from disproportionality higher rates of diseases and mortality due to climate change. They are also frequently overlooked during the development of climate-related emergency actions, for example people who are deaf may not be able to hear warning alerts. Exposure to air pollution puts persons with disabilities at greater risk of further health issues, who already face difficulty accessing healthcare.
- Women and girls are often more susceptible to environmental impacts as in most households they have poorer access to food, water and healthcare due to gender discrimination. They also face stronger effects of pollution and toxins due to biological factors, such as thinner skin, smaller weight, smaller percentage of muscle mass, and different effects of endocrine disrupting chemicals. Furthermore, where water sources are polluted, they have to travel further and are deprived of educational and economic opportunities. This exposes them to increased risks of gender-based violence, as climate change exacerbates existing conflicts, inequalities, and vulnerabilities.
- Environmental defenders also face excessive abuse and often find their rights to life, liberty, freedom, prohibition of torture, inhumane and degrading treatment violated by businesses and security guards. Such violations include arbitrary arrest, torture, inhumane and degrading treatment, other forms of mental and physical abuse, and manslaughter/murder. In some cases, companies may collude with State security forces or paramilitary organisations. For example, in April 2024, environmental rights defenders were arrested by security forces, and one was abducted, for displaying banners which denounced the mistreatment of the environment by the Plantation et Huilerie du Congo company in the Democratic Republic of Congo.
Industry-specific Risk Factors
Whilst restrictions on the right to a healthy environment are present in many industries, from the transport industry to the technology and construction industries, the following industries present particularly significant levels of risk. To identify potential risks to the right to a healthy environment for other industries, companies can access the CSR Risk Check.
Agriculture
Agriculture, especially convention large-scale farming, can have harmful impacts on the environment and on neighbouring communities. Agriculture and aquaculture is often carried out with agrochemicals, such as chemical fertilizers and pesticides. Agriculture’s contribution to biodiversity loss, water overconsumption, soil degradation and greenhouse gas emissions continues to place the right to a healthy environment at considerable risk.
Agriculture-specific risk factors include the following:
- Biodiversity and habitat loss: 86% of global species at risk of extinction can be attributed to agriculture. It is the largest threat to biodiversity loss, and the majority of this loss is driven by the clearing of lands for agriculture through the use of damaging techniques and deforestation. Our farming and agricultural practices are accelerating biodiversity loss, including the decline in the abundance and diversity of pollinating insects. For example, in 2017, researchers demonstrated that the biomass of flying insects in selected protected areas in Germany has decreased by more than 75% since 2017. Such biodiversity loss leads to greater food insecurity and risks the livelihoods and health of communities. Furthermore, many products are toxic to crucial pollinators, such as bees, leading to their decline. This risks the loss of plant species due to inadequate numbers of pollinators, which in turn endangers ecosystems as a whole.
- Agrochemical Pollution: Farmers are increasingly turning to the use of chemical fertilizers and pesticides (which include fungicides and herbicides) to increase crop yields. There are approximately 11,000 farmer and farmworker deaths due to pesticide poisoning every year, the majority in the Global South. The widespread and prolonged use of such chemicals further pollutes the soil, causing damage to the produce grown and risks the health of animals and people. Furthermore, during the spraying, chemicals are often picked up by the wind drifting onto nearby surfaces, including plants, insects or water sources. Agrochemical products may cause acute and delayed negative health effects, including irritation of the skin, reproductive problems, birth defects, and cancer. Agrochemical products are further linked to land degradation, potentially increasing food insecurity. The rights of communities to biodiversity and healthy food systems are more likely to be adversely affected and the dietary security of populations will suffer.
- Subsidies: Local farmers are increasingly receiving subsidies, in part as a result of global economic insecurities and political decisions to incentivize farmers to adopt certain practices. The UN has reported that nearly 90% of the yearly $540bn in global farming subsidies are “harmful”, by distorting export and import tariffs, including price incentives for specific livestock and crops and providing subsidies for fertilizers and pesticides. The largest producers of greenhouse gas emissions, particularly meat, eggs and dairy producers, receive the largest proportion of subsidies; whilst subsidies for farmers in lower-income countries are often used for chemical fertilizers and pesticides. These subsidies promote the overconsumption of meat, dairy and eggs in wealthy countries and the overconsumption of low-nutrition foods in poorer countries – decreasing the health of the global population.
- Deforestation: According to the Rainforest Alliance, agriculture accounts for 80% of deforestation. 420 million hectares of forest has been lost to agriculture since 1990 – the equivalent of six times the size of Texas. Deforestation contributes to greenhouse gas emissions. Tropical deforestation is considered to account for 20% of all greenhouse gas emissions. The majority of deforested land is used as cropland or for commodities like soy or wheat to feed livestock. In 2019, a study found that landslide susceptibility is higher and more longer lasting in areas where forests have been cleared, increasing the risk of natural disasters – and the risk to life and health.
- Water consumption: Agricultural production consumes excessive amounts of water, approximately 69% of the earth’s fresh water is consumed by the agricultural sector, and degrades water quality – subsequently damaging global water systems. Agriculture irrigation is the largest use of water, accounting for 70% of global water use, where intensive pumping of groundwater for irrigation depletes aquifers, creating negative environmental damage. In addition, as discussed above, agrochemicals contribute to water pollution through livestock effluents and excessive fertilizer and pesticide run-off and a high percentage of external inputs.
- Emissions: Livestock emissions and animal waste are the main agricultural sources of greenhouse gas emissions, including methane – a byproduct of cattle. Methane, in particular, is a hazardous air pollutant, causing 1 million premature deaths every year. Many farming practices, including the use of fuel-powered machinery and the burning of fields, also contribute significantly to greenhouse gas emissions, with the livestock sector accounting for 18% of all greenhouse gas productions worldwide. These emissions make habitats hostile and exacerbate climate change damage. Additionally, land cleared for agricultural production contributes to climate change, with the carbon stored in forests released when cut or burned.
Helpful Resources
- Client Earth, Close the Loop – Addressing businesses’ adverse environmental impacts: This briefing provides guidance on how companies can address their adverse environmental impacts, and includes case studies on a range of ways businesses adversely impact the environment, such as the seafood supply chain.
- Minnesota Journal of International Law, WTO Food and Agriculture Rules: Sustainable Agriculture and the Human Right to Food: This report analyses the impact of export dumping on sustainable agriculture and the human right to food security.
- OECD-FAO, Business Handbook on Deforestation and Due Diligence in Agricultural Supply Chains: This handbook guides companies on how to embed deforestation and forest degradation considerations into their due diligence processes by providing recommendations and useful resources.
- OHCHR, Human rights depend on healthy and sustainable food systems: This executive summary outlines the importance of ensuring food systems remain healthy and sustainable for current and future human rights.
- Our World in Data, Environmental Impacts of Food Production: This report seeks to understand the environmental impacts of food production and how to reduce agricultural impacts on the environment. It provides key insights and detailed data on a range of food commodities, such as the percentages of land use used for, or greenhouse gas emissions produced by, food.
- UN Secretary General, UN Food Systems Summit +2, Making food systems work for people and planet: This report outlines the analysis of 101 countries on their efforts to transform global food systems.
- World Benchmarking Alliance, Food and Agriculture Benchmark: This tool is useful to identify the progress made by large food and agriculture companies on food systems transformation to address environmental and social pressures.
- German Environmental Agency (Umweltbundesamt), Cost allocation and incentive mechanisms for environmental, climate protection and resource conservation along global supply chains: This research project analyses the (dis)incentives for and barriers to the implementation of environmental measures in relation to cotton, tin, natural rubber, coffee and iron ore supply chains.
Mining and the Extractives Industry
The mining and extractives industry has historically caused massive environmental damage, violating the rights of local communities who live close to the industrial activity. The environment is frequently damaged by mining and extractive sites to such an extent that this impacts human rights. The direct adverse environmental impacts of this sector include pollution, biodiversity loss, and a shortage of drinking water sources due to mine de-watering, whilst climate change effects are more indirect but just as harmful as the extractives sector contributes half of the world’s greenhouse gas emissions contributing significantly to climate change.
Extractives-specific risk factors include the following:
- Water and soil contamination: Without proper management, fracking and other mining activities, such as de-watering, contaminate groundwater, and can release toxic substances into the water and soil. Communities surrounding extractive sites are vulnerable to health issues from exposure to polluted water or soil, including cancers and aggravated asthma. Soil contamination also makes it difficult for communities to grow healthy crops.
- Water usage: Refineries consume considerable amounts of water, often straining already-stressed local resources. Such consumption depletes aquifers, increasing water stress and affecting fragile ecosystems.
- Waste: Mines and refineries generate large quantities of wastewater (often toxic) and solid waste difficult to dispose of, and flares release hazardous gas and other toxins into the atmosphere. All of this waste can have a significant effect on peoples’ health. For example, gas flaring has been linked to increased rates of leukemia and birth defects.
- Waste storage: Effluents and waste from mining is often stored in pond-like structures called tailings. These can become poisonous and toxic, can poison nearby soil or waterways through a process called ‘seepage’, and can in some cases become flammable, presenting a fire risk. Tailings (leftover materials from ore-processing) can also ‘leak’, causing the toxic effluent to seep into local water sources and soil. This toxic sludge damages nearby land and communities, sometimes to catastrophic effect, such as in the Vale dam and the TÜV Süd retention basin dam in Brumadinho. This can have devastating impacts on the local food and water sources, as well as local ecosystems.
- Air pollution: Dust and particles released from mining can cause long-term respiratory diseases if they are inhaled by workers or local communities. Common respiratory diseases from mining include bronchitis, silicosis and pneumoconiosis. The greenhouse gases connected to the extractive industry also exacerbate climate change.
- Noise pollution: Exposure to loud noises, such as mining machinery, falling rocks and explosions, can result in hearing disorders for workers or local communities, including hearing impairment, hearing loss and conditions like tinnitus, as well as chronic stress. These noises can also have a detrimental impact on ecosystems.
Helpful Resources
- Business & Human Rights Resource Centre, Transition Minerals Tracker: This tool tracks the human rights implications of mining on key transition minerals by following the practices of 160 companies and 220 mining operations.
- Client Earth, Close the Loop – Addressing businesses’ adverse environmental impacts: This briefing provides guidance on how companies can address their adverse environmental impacts, and includes case studies on a range of ways businesses adversely impact the environment, such as the fossil fuel value chain.
- Extractives Industries Transparency Initiative, EITI Progress Reports: These reports highlight annual overviews of the global progress made to improve natural resource transparency and governance.
- OECD, Due Diligence Guidance for Meaningful Stakeholder Engagement in the Extractive Sector: This guide is designed to help companies operating in the mining, oil, and gas sectors identify and manage the risks associated with stakeholder engagement when addressing or preventing adverse impacts.
- OECD, Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: This guidance outlines a due diligence framework for mining companies to enable responsible supply chain management of minerals mined in high-risk or conflict-affected areas. The EU Conflict Minerals Regulation is based on and takes resources to the OECD Guidance.
- OECD, Handbook on Environmental Due Diligence in Mineral Supply Chains: This handbook provides guidance to mining companies on how to integrate environmental considerations into their mineral supply chain due diligence.
Consumer goods
Consumer goods are considered any goods purchased by the end-user, with no intention of being used later to produce other goods. These can include clothing, white goods like kitchen appliances, electronics such as phones, computers and E-bikes (powered by lithium-ion batteries), food and vehicles.
Health and environmental degradation is considered the ‘foundation of cheap consumer goods’. Consumer goods are environmentally heavy, using up natural resources to produce the good, make the packaging, and transport the materials and goods. The production processes often use huge amounts of water and produce a large proportion of the world’s emissions. For example, the food and fast-moving consumer goods industries produce over one-third of the world’s greenhouse gas emissions. The materials used in production, the products themselves and the packaging also often end up in the natural environment, particularly in land-fills and the ocean, contributing to habitat and biodiversity destruction and pollution. That said, by 2035, EU Member States must reduce the amount of municipal waste sent to landfills to 10% or less of the total amount of municipal waste generated.
Consumer goods-specific risk factors include the following:
- Chemicals: Many consumer products, including personal care products, cleaning supplies, and products used in workplace settings, such as lubricants or sealants contain substances that can potentially harm human health and the environment. Researchers in the US have found that over 100 types of consumer products contain at least one, and often multiple, chemicals linked to health issues, including cancers, developmental problems, and reproductive issues. Many of these products were used by workers, such as professional cleaners, seamstresses, tanners, hairdressers, nail technicians, auto-mechanics, and workers in plastic factories who were exposed to higher levels of chemicals than regular consumers, and faced greater health risks. Furthermore, vulnerable groups, such as women, children, older people, and people with disabilities are especially susceptible to health risks of these chemicals.
- Short-trend cycle: The fashion industry’s trend cycles are becoming shorter – fast fashion. This contributes to a range of environmental impacts, including requiring huge amounts of resources and producing waste (see bullet point below). The fashion industry is responsible for 10% of global CO2 emissions as clothes containing synthetic fibres are often made from fossil fuel-derived plastics to make them cheaply and quickly enough to keep up with the short trends. Additionally, microplastics are more likely to pollute soil and the sea, destroying ecosystems and further risking people’s health; microplastics can harm animals and humans by bioaccumulation: the accumulation of pollutants in organisms, either through dermal/respiratory resorption from the surrounding medium or across food chains (biomagnification).
- Waste dumping: Global waste exports from Europe or the United States to the Global South are increasing, with 1.7 million tonnes of textile exported outside the EU, primarily to Africa and Asia, in 2019. Plastic packaging of consumer goods, which often either cannot be or is not properly recycled is also dumped. Countries in the Global South are unable to ensure proper waste management, creating huge landfills or polluting waterways. Attempts to burn dumped garments also frequently pollute the air. Additionally, many consumer goods (often electronic goods containing chemicals and/or hazardous materials) are not properly disposed of. These goods can leak toxic effluents into the ground, damaging the water and soil – impacting local communities and environments.
- Transportation: In the current globalized world, companies source from different places across the world to ensure lower costs of sourcing and production. The export of these goods produces large amounts of emissions through shipping and freight transportation. For example, in 2020 the shipping and return of consumer goods accounted for 37% of global greenhouse gas emissions.
- E-Commerce: Shopping attitudes have changed, with consumers preferring to order online and expect them to be delivered as soon as possible (with the advent of ‘same day’ or ‘next day’ delivery). Not only is the water consumption of data centres storing online shopping catalogues massive, but the packaging of such goods has also increased. The forest conservation group Canopy found that 3 billion trees are pulped every year to produce the 241 million tonnes of shipping cartons needed to transport goods ordered online. Furthermore, packaging waste generated from online shopping is mostly non-recyclable as it mostly consists of mixed materials, and often primarily plastic with the Chinese e-commerce industry producing 221.5 million kilograms of plastic packaging waste in 2019, and the United States producing 212.7 million kilograms.
- Low skilled labourers: Low-skilled laborers and people working in the informal sector are likely to have restricted fundamental labour rights. They are thus more vulnerable towards environment-related risks and damages. These population groups are also less resilient as they have fewer resources with which to take precautionary or evasion measures.
Helpful Resources
- Client Earth, Close the Loop – Addressing businesses’ adverse environmental impacts: This briefing provides guidance on how companies can address their adverse environmental impacts, and includes case studies on a range of ways businesses adversely impact the environment, such as the plastic value chain.
- European Environment Agency, Microplastics from textiles: towards a circular economy for textiles in Europe: This briefing provides detail on the environmental and health impacts of microplastics in textiles and how to prevent such impacts.
- European Environment Agency, Textiles: This resource details the environmental impact the textile industry has had across the EU. It provides insight into a range of environmental impacts, such as textile waste and the microplastic pollution of textiles.
- Geneva Environment Network, Environmental Sustainability in the Fashion Industry: This resource outlines a range of adverse environmental impacts of the fashion industry, and the various initiatives seeking to address such impacts.
- Geneva Environment Network, The Growing Environmental Risks of E-Waste: This resource provides companies with insight into the environmental risks of discarded electronics nearing the end of their useful life, and how to take a circular approach with electronics.
- UN Environment Programme and International Resource Panel, Assessing the Environmental Impacts of Consumption and Production: This scientific report assesses the environmental impacts of various economic activities related to the consumption and production of products and materials.
Renewable Energy Sector
As the world seeks to reduce its environmental footprint by moving away from fossil fuels, its focus is turning to alternative renewable energy sources. This would result in less greenhouse gas emissions, reduce climate change and air pollution impacts and better protect the people and planet. Wind, solar, nuclear, hydrogen energy are all considered alternatives to fossil fuels. Despite the benefits of renewable energies, their manufacturing, construction and maintenance is associated with environmental adverse impacts.
Renewable energy-specific risk factors include the following:
- Critical metals and minerals: There is a surging demand for critical minerals, like copper, cobalt, polysilicon, aluminium, iron, and lithium, to drive the green energy transition. The mining and refining of these minerals can heavily damage the environment, and local communities are often impacted by various types of pollution. Extracting critical minerals is highly land and water intensive. Noise, air and water pollution, soil degradation, deforestation, biodiversity loss and water scarcity all disrupt a persons’ ability to live and work healthily and safely in an area. Refining metals and minerals consumes a lot of energy.
- Cobalt mining: Cobalt is used to power rechargeable batteries, found in smartphones, electric vehicles and computers. It has therefore become a particularly critical mineral. However, the mining of cobalt is dangerous, child labour is frequently used, and it is resource-heavy – air and water pollution are considerable. The toxic dust from mining cobalt contaminates children and adults working in the mines and local communities surrounding the mines. Mining processes also contaminate water-sources with toxic effluents, and deforestation is vast. Children’s health is particularly at risk for those child labourers in the mines, who frequently work without personal protective equipment of health and safety instructions. Health issues of cobalt include asthma and other respiratory issues, heat, thyroid, liver and kidney problems, and fibrosis.
- Land use: Some renewable energy sources can use less land than fossil fuels, such as solar panels which can be installed on existing structures, and wind turbines can be built on agricultural land without destroying crops. However, without proper environmental management, land use, such as solar power developments, can excessively damage the local environment and disrupt biodiversity. Land has to be cleared and graded, appropriate drainage channels built, and erosion is highly likely before renewable energy infrastructure can be built. For example, solar panels are often built on farmland without consideration for the local biodiversity or food needs; whilst wind turbines can negatively impact the environment in which bats and certain bird species live and offshore wind farms can increases ocean noise, affecting the behaviours of fish and other sea creatures – disrupting the ocean ecosystems.
- Water scarcity from lithium extraction: Lithium-based batteries are crucial for the renewable energy transition, but lithium mining is water intensive. Lithium is commonly mined in areas already facing water stress, such as Chile, Argentina and Bolivia (known as the Lithium Triangle), but lithium extraction depletes groundwater and increases water scarcity. This places communities at risk of being unable to access clean drinking water or water for crops. Meanwhile in Europe, Serbia is set to become one of the main lithium producing countries and companies should consider the risk of water scarcity here.
Just Transition
As climate change drives long-term shifts in the planet’s weather patterns and temperatures, destroying healthy environments and pushing people into more vulnerable situations, massive changes to the way our economies are built are required. This means transitioning to renewable energies and promoting sustainable economies and societies to reduce carbon emissions to below 1.5°C above pre-industrial levels, in such a way that does not leave anyone behind – this is the basic concept of a just transition.
States need to develop approaches to decarbonisation that ensure they can meet their climate obligations without excluding or preventing countries of the Global South from entering trade markets and better develop own economies to provide better futures for their people. Inclusive dialogue between States, NGOs, indigenous and vulnerable communities, the general public, companies and other enterprises is crucial to reflect the needs and priorities of all society. As part of the just transition, support should be given to countries of the Global South to develop their productive capacities and clean technology in an environmentally-focussed way. International financial cooperation which takes into account the historical responsibilities of States of the Global North for climate change should be scaled up to foster resilience-building and sustainable financing and infrastructure. In short, countries of the Global South who bear the brunt of the effects of climate change should not be left behind in the global effort to reduce climate change, especially since the countries of the Global North are the greatest contributors of climate change.
In practice, this means the transition strategies of States (and by extension companies) should respect human rights, promote sustainable development, create decent work and quality jobs, and eradicate poverty. Companies seeking to transition to low-carbon creation and use, should consider how such a transition may impact the rights of communities and individuals, in particular in relation to the right to a healthy environment. However, the ways in which these metals and minerals are mined and refined can be detrimental to the environment if not appropriately managed, and can impact the rights of local people. One such example is the copper mines in the Democratic Republic of Congo where exploitation of local water sources impacts the health of communities who use that water for fishing and drinking.
Helpful Resources
- GBI, Climate Action and Human Rights – Transition to renewable energy: This briefing provides businesses with high-level guidance on the human rights risks of the just transition, the challenges of due diligence, and actions companies can take.
- IHRB, Just Transitions for All – Business, Human Rights and Climate Action: This report provides an analysis and policy recommendations on tackling climate change using a human rights lens and actions to strengthen their just transition efforts.
- IHRB, What is Just Transition?: This resource explains what the Just Transition means, the human impacts of net-zero transitions, and how to safeguard human rights during this transition.
- ILO Guidelines for a just transition towards environmentally sustainable economies and societies for all: a policy framework and a practical tool to help countries at all levels of development manage the transition to low-carbon economies and help them achieve their Intended Nationally Determined Contributions (INDC) and the 2030 Sustainable Development Goals.
- UN Global Compact Just Transition Think Lab: These five business briefs provide guidance for businesses to get started in planning for a just transition based on social dialogue and stakeholder engagement that optimizes social, economic and employment impacts on the journey to net-zero emissions and environmental sustainability.
- LSE, What are ‘critical minerals’ and what is their significance for climate change action?: This report defines critical minerals, discusses their importance for a low-carbon transition and the environmental impact of mining critical minerals.
- UN Climate Change – Events, Accelerating a just transition for healthy people and a healthy planet: This video outlines a range of ways States and companies can ensure the just transition to renewable energy protects human rights and the planet.
Due Diligence Considerations
This section outlines the due diligence steps that companies can take to prevent environmental damage from impacting individuals in their operations and supply chains. The described due diligence steps are aligned with the UNGPs. Further information on the UNGPs is provided in the ‘Key Human Rights Due Diligence Frameworks’ section below or in the Introduction.
While the below steps provide guidance on protecting the right to a healthy environment, it is generally more resource-efficient for companies to ‘streamline’ their human rights and environmental due diligence processes by also identifying and addressing other relevant human rights issues (e.g. forced labour, discrimination, freedom of association) and environmental issues (e.g. water pollution, biodiversity loss) at the same time.
Disclaimer: There is little business-specific guidance on how to protect this right throughout companies’ value chains and businesses should do their best to identify and respond to environmental impacts using a rightsholder perspective. This means considering how an environmental impact may restrict the rights of rightsholders, even where those rightsholders are not directly linked to the impact, and engaging with particularly vulnerable rightsholders, who often feel the disproportionate effect of the adverse impacts of environmental degradation. The UN Development Programme’s upcoming Business Guide on Environmental Due Diligence will provide useful guidance on this issue, particularly how to include the rightsholder perspective into environmental due diligence.
Key Human Rights Due Diligence Frameworks
Several human rights frameworks describe the due diligence steps that businesses should ideally implement to address human rights issues. The primary framework is the UN Guiding Principles on Business and Human Rights (UNGPs). Launched in 2011, the UNGPs offer guidance on how to implement the United Nations “Protect, Respect and Remedy” Framework, which establishes the respective responsibilities of Governments and businesses — and where they intersect.
Whilst the UNGPs do not specifically integrate environmental sustainability considerations, the need to address human rights and environmental harm in an integrated way is increasingly recognised in legislation, such as in the CSDDD. Businesses should use these principles as a starting point for addressing the impacts their activities have on the environment.
The UNGPs set out how companies, in meeting their responsibility to respect human rights, should put in place due diligence and other related policies and processes, which include:
- A publicly available policy setting out the company’s commitment to respect human rights;
- Assessment of any actual or potential adverse human rights impacts with which the company may be involved across its entire value chain;
- Integration of the findings from their impact assessments into relevant internal functions/processes — and the taking of effective action to manage the same;
- Tracking of the effectiveness of the company’s management actions;
- Reporting on how the company is addressing its actual or potential adverse impacts; and
- Prevention and remediation of adverse impacts, limited to impacts the company has caused or contributed to.
In all the steps, engaging with potentially affected rightsholders is crucial to the human rights due diligence process. Understanding how rightsholders have been affected and working with them to find effective and meaningful solutions before, during and after an impact will allow companies to better protect rightsholders.
The steps outlined below follow the UNGPs framework and can be considered a useful guide for companies on implementing human rights due diligence processes.
The OECD Guidelines on Multinational Enterprises further define the elements of responsible business conduct, including human rights. These have been relaunched to also cover the environment.
Additionally, the SME Compass offers guidance on the overall human rights due diligence process by taking businesses through five key due diligence phases. The SME Compass has been developed in particular to address the needs of SMEs but is freely available and can be used by other companies as well. The tool, available in English and German, is a joint project by the German Government’s Helpdesk on Business and Human Rights and the Deutsche Gesellschaft für Internationale Zusammenarbeit (GIZ) GmbH.
1. Develop a Policy Commitment to Prevent/Address Adverse Impacts on the Environment which may Violate Human Rights
UNGP Requirements
As per the UNGPs, a human rights policy should be:
- “Approved at the most senior level” of the company;
- “Informed by relevant internal and/or external expertise”;
- Specific about company’s “human rights expectations of personnel, business partners and other parties directly linked to its operations, products or services”;
- “Publicly available and communicated internally and externally to all personnel, business partners and other relevant parties”; and
- “Reflected in operational policies and procedures necessary to embed it throughout the business”.
Companies should consider adopting policy commitments that set out to protect the right to a healthy environment. Most companies have yet to produce human rights policies, which include the specific right to a healthy environment, and instead adopt separate human rights and environmental policies, or they have sustainability policies, which do not necessarily cover commitments to the protection of the right to a healthy environment.
Aldi South Group has integrated its human rights and environmental due diligence into one policy and considers a range of environmental issues from a human rights perspective, such as deforestation and land rights. This does not go so far as to explicitly cover the right to a healthy environment, but does seek to bridge the gap between adverse environmental impacts and human rights. Financial institutions are also increasingly committing to the protection of human rights from environmental damage in their policy documents. ING’s Environmental and Social Risk Framework commits to actively managing ‘social and environmental risks associated with its business engagements’. Whilst it does not seek to identify the social impact of environmental risks, it does assess community health and safety from the perspective of environmental damage.
In practice, developing such a policy might include actions such as:
- Integrating the main issues identified in the impact assessment (see Step 2 below for further details) to ensure only the relevant environmental and human rights issues are included;
- Revisiting human rights commitments to encompass the right to a healthy environment and link to its environmental or climate policies;
- Appropriately coordinating internal human rights and environmental governance frameworks to ensure this right is embedded throughout the business;
- Outlining how a company intends to prevent and address adverse impacts on the environment which may violate a person’s rights enshrined within the right to a healthy environment;
- Effectively engaging with rightsholders, including employees, suppliers, employees of suppliers and communities, to support in the development of the policy and commitments;
- Ensuring board commitment and tone from the top will help maintain this right as a priority.
Rightsholder Perspectives
The protection of the right to a healthy environment is reliant upon States and companies understanding the ways in which their environmental damage impacts rightsholders. Embedding a rightsholder perspective means companies need to consider the perspectives of rightsholders throughout their human rights and environmental due diligence process and allow them to guide the trajectory of their human rights and environmental approach. Companies cannot fully understand their impacts upon people and the environment, without engaging with those people who experience the impacts. This type of effort shifts the approach away from quantitative, detached and ineffective due diligence, to one which allows open-dialogue between the company and the rightsholders and embeds human rights and environmental protection into their operations. Community-based Environmental Monitoring (CBEM) is emerging as a methodology to include local and indigenous people in decision-making processes and in the assessment of long-term adverse impacts resulting from a company’s activities.
When assessing the impact of a company’s operations and value chains, companies should assess the impact on rightsholders, rather than the reputational, operational or financial impact upon the company itself. Engaging directly with rightsholders, through consultations, working groups, NGO-facilitated discussions, surveys, and workshops, companies can better identify exactly what impacts they are having on human rights and the environment. Often a company’s perception of how it is impacting human rights can be very different from the reality experienced by the rightsholders. It is particularly crucial for the right to a healthy environment to understand the ways in which environmental damage may restrict a person’s rights. Incorporating rightsholder perspectives also allows for more effective preventive and remedial measures that actually benefit the impacted persons and communities.
The development of due diligence procedures also requires consideration of rightsholder perspectives, including during the drafting of human rights and environmental policies and grievance mechanisms. This helps ensure the whole procedure considers human rights and the environment in a way that is relevant to the rightsholders, and that the grievance mechanism is built in such a way that it is accessible to all potentially affected persons.
Helpful Resources
- Fairtrade, Implementing Human Rights Due Diligence: A Guide for Small-and Medium-sized ‘First-buyers’: This guide seeks to provide companies buying directly from farmers with practical human rights and environmental due diligence advice. Step 1 of this guide outlines how to commit to and embed human rights within a company.
- Global Perspectives Project – Doing Business with Respect for Human Rights, chapter 3.7 Stakeholder engagement: This guide outlines what stakeholder engagement means, its benefits and how to meaningfully engage with stakeholders. It also provides links to interesting case studies on stakeholder engagement.
- House of Control, How to craft a company policy on human rights and environmental considerations: This practical guide outlines a range of questions for companies to answer to help them build a detailed and effective human rights and environment policy.
- SME Compass: Provides advice on how to develop a human rights strategy and formulate a policy statement.
- SME Compass, Policy statement: Companies can use this practical guide to learn to develop a policy statement step-by-step. Several use cases illustrate how to implement the requirements.
- The Danish Institute for Human Rights, Human rights impact assessment guidance and toolbox – Phase 3: Analysing impacts: This chapter of the toolbox provides guidance on how companies can effectively conduct stakeholder engagement.
- Transformative Pathways and the Forest Peoples Programme, Introduction-to-community-based-environmental-monitoring: This guidance tool provides practical advice to organisations working with communities to facilitate the design and implementation of environmental and biodiversity monitoring activities by indigenous communities.
- UN Global Compact, A Guide for Business: How to Develop a Human Rights Policy: This guide outlines the reasons for and how to develop a human rights policy, including the process and key components, and how to effectively embed the policy into a company’s procedures.
- UN Global Compact Network, Germany, What makes stakeholder engagement meaningful?: This report outlines five key insights into stakeholder engagement and provides practical examples for companies.
- United Nations Global Compact-OHCHR, A Guide for Business: How to Develop a Human Rights Policy: This guidance provides recommendations on how to develop a human rights policy and includes extracts from companies’ policies referencing indigenous peoples’ rights.
- UNGP, Reporting Framework – Specific Policies: A short series of smart questions (‘Reporting Framework’), implementation guidance for companies that are reporting, and assurance guidance for internal auditors and external assurance providers. This chapter provides answers to a range of questions on how companies can develop human rights policies to better manage their salient human rights issues on which the company is reporting.
2. Assess Actual and Potential Adverse Impacts on the Environment which may Restrict Human Rights
UNGP Requirements
The UNGPs note that impact assessments:
- Will vary in complexity depending on “the size of the business enterprise, the risk of severe human rights impacts, and the nature and context of its operations”;
- Should cover impacts that the company may “cause or contribute to through its own activities, or which may be directly linked to its operations, products or services by its business relationships”;
- Should involve “meaningful consultation with potentially affected groups and other relevant stakeholders” in addition to other sources of information such as audits; and
- Should be ongoing.
Impact assessments should look at both actual and potential impacts, i.e. impacts that have already manifested or could manifest. This contrasts to a risk assessment that would only look at potential impacts and may not satisfy all of the above criteria.
Human Rights Impact Assessments
Human rights impact assessments are usually broken down into two parts: potential and actual.
Potential Impact Assessment: A potential impact assessment seeks to identify the size of the potential footprint (i.e. adverse impact) the company could be having on rightsholders. For example, a logging company operating in Brazil inherently risks adversely impacting the rights of indigenous communities, but it does not mean that it actually is. Potential risks should be prevented by taking the appropriate preventive measures.
Actual Impact Assessment: An actual impact assessment analyses exactly what impacts the company is actually having on rightsholders. For example, a logging company operating in Brazil may actually already be impacted the rights of indigenous communities by land-grabbing or excessive violence by security forces. Actual risks have already arisen and need to be brought to an end or mitigated by corrective or remedial measures.
Assessing Violations of The Right to a Healthy Environment
The right to a healthy environment requires further analysis than a standard human rights impact assessment, which should first assess adverse environmental impacts. Companies are expected to have an embedded process, which recognises the connection between human rights and environmental impacts and an inherent and actual understanding of both their human rights and environmental impacts of all activities in their value chains. Embedding environmental considerations into a human rights due diligence procedure requires a company to first understand the adverse environmental impacts of its entire operations and that of its value chain. It can then begin to assess whether these adverse environmental impacts are restricting any human rights.
Companies should undertake an assessment of their actual and potential impacts on the various rights interconnected with the right to a healthy environment, prioritising the most severe and likely adverse environmental impacts of their own business activities and their relationships with third parties, including business partners.
The suggested process outlined below therefore seeks to align with the UNGPs by effectively assessing adverse environmental impacts from a rightsholder perspective. The process follows some of the steps of an environmental impact assessment rooted in environmental management processes such as ISO14001 or EMAS, with an extra step of considering how such environmental impacts may affect rightsholders. Such assessments are typically required for particular projects, such as planning permission for certain types of projects under domestic law, certain investors requiring environmental impact assessments, or change of land use in certain contexts under domestic law.
Two Important Points to Remember
1. Rightsholder approach: The UNGPs take a rightsholder approach to impact assessments. Accordingly, risks and impacts are those on rightsholders, not on companies; the impact upon the rightsholder is the focus. Engagement with rightsholders throughout the process is therefore crucial.
2. Whole value chain: Companies need to evaluate both the upstream and downstream value chain and its impacts. Due diligence should cover the material sourcing and production, transport, storage, distribution, use, and disposal – the whole life cycle of the product. Upstream encompasses the process of getting the materials needed to produce the product to the manufacturer; downstream includes the steps to moving the products from the manufacturer to the end user. Environmental impacts might exist in the whole value chain throughout the whole lifecycle of a product.
1. Assessing Adverse Environmental Impacts
A company needs to have a solid understanding of the adverse environmental impacts of its operations and supply chain before it can assess the extent to which these impacts may have violated human rights. To do so, a company should assess its environmental context and footprint.
1a. Potential Impact Assessment – What is the environmental context of your business?
Companies could start by identifying the environmental context within which their own activities and value chains operate. This helps to understand the broader environmental conditions, which the company may be part of. Accordingly, a company should look at a range of facets of its activities and value chains to see how and to what extent the environment is impacted more generally. For example, a company may have suppliers operating in the Democratic Republic of Congo where water quality is particularly low, with poor sanitation systems, and frequent pollution of water systems.
The following guiding questions can help companies better understand their value chains with respect to potential environmental risks:
- What is my business model and product/service?
- Which semi-finished products, raw materials, production steps (including disposal) and transport steps are required?
- What is the composition of my product?
- In which countries are my own operations and my suppliers located and what activities of value creation take place at supplier level?
- Which environmental risks and violations could be relevant?
- In which countries are those risks particularly high?
This type of exercise requires a company to have a good understanding of its value chains, and access to environmental and social risk data.
Companies should use a range of data sources, such as:
- Exchange with relevant departments/functions and suppliers
- Databases on product composition (e.g. EU Safety Gate, SCIP- Database, safety data sheets), chemical analytics (random sample)
- Technical and scientific sources
- Media reports, guidelines, studies at industry, product or country level (e.g. Atlas on Environmental Impacts: Supply Chains, Federal German Environment Agency – UBA), government reports, BHRRC
- Indices for environmental protection goods (e.g. Environmental Performance Index)
- Tools: CSR-Risk-Checker, WWF Water/Biodiversity Risk Filter
- UNEP Environmental Rule of Law Indicator (in planning), ratification status of environmental agreements
1b. Actual Impact Assessment – What is your environmental footprint?
Once a company understands its environmental context, it can better identify its actual environmental impact. Companies are expected to create knowledge on what materials, semi-finished products and extraction/production steps are necessary for the materials/semi-finished products/products they receive.
The assessment should consider how the company’s environmental context affects its environmental footprint. For example, a textile supplier operating in Pakistan may produce a lot of toxic waste from the dyeing chemicals used for garments, which is likely to contribute to the environmental damage already occurring in Pakistan.
The following guiding questions can help companies better understand their value chains with respect to actual environmental impacts:
- What is the quality of the technical equipment in your own operations and at suppliers? Is it state of the art?
- Are there any indications of environmental risks and violations in relevant processes in the company’s own operations or at the supplier (e.g. chemicals management, emission control, waste and wastewater disposal, soil protection)?
- Is the precautionary principle applied?
There are a range of assessment methods a company could use, including:
- Expert analysis
- Quantitative physical models
- Use of a Rapid Impact Assessment Matrix
- Internal technical expertise on production processes
- Information from documentation of relevant processes (e.g. EMAS/ISO14001)
- Risk-specific supplier questionnaires
- Information from consultation of (potentially) affected persons/representatives (local communities, indigenous people, NGOs, trade unions, etc.)
- Own knowledge from audits and on-site visits
- Complaints procedure
- Employee surveys
Addressing data and information gaps
Companies frequently face major challenges in identifying the full range of environmental impacts due to the limited availability and low quality of relevant data. For example, if a tier 4 supplier’s emissions on a production site are not properly monitored, how can a company find out the environmental damage caused by those harmful emissions and by extension, the human rights impacts of such damage?
There are a range of ways a company can seek to address data gaps:
- The European Sustainability Reporting Standards allow companies to work with estimates as a useful guide;
- Local stakeholder consultations (e.g. with local nature conservation NGOs);
- Community-based environmental monitoring;
- Introduction of on-site environmental monitoring schemes by the company;
- Audits;
- Remote sensing solutions for environmental monitoring;
- Product and country specific reports and studies.
2. Prioritisation
Once a company understands its environmental risks, it needs to consider whether the identified environmental damage by the company’s operations or supply chain might have an adverse impact on human rights and upon whom. A company may operate in a number of countries, have complex value chains and limited resources, which restricts their ability to address all the impacts at once. Therefore, prioritisation allows a company to address the most severe and most likely human rights impacts of environmental damage first and with more resources. During this prioritisation process, companies should consider both the potential and actual impacts on human rights of environmental damage.
When prioritising, companies should consider:
- Severity
- Likelihood
To effectively evaluate the severity of a potential or actual impact, companies should consider:
- Scope: How many people are impacted by the impact
- Scale: The extent of the impact to the rightsholder
- Remediability: How easy it is to restore those impacted to the position they were in before the impact
For example, an impact may cause one death, which cannot be remediated versus another impact which causes illness to 200 people but can be remedied with time.
In assessing severity, companies should also consider how large of an area was affected by the environmental impact, as an indicator to the scale and scope of the impact. Shift’s Explanatory Note on the Concept of Prioritisation provides more details on how to determine whether prioritisation is necessary and the severity of an impact.
2a. Potential Human Rights Impacts
When assessing potential human rights risk, a company should consider the locations and industries of the activities it is assessing, as well as the size of the company. This helps a company build a better picture of the potential risk within its operations and/or supply chain. Potential risk assessments tend to use quantitative data.
Companies should have an awareness of the inherent risk to human rights when environmental damage occurs. Companies should assess:
- Severity: Using scale, scope and remediability to build a picture of the severity of a potential human rights impact due to environmental damage. Understanding the location and industry of the environmental damage will help assess the severity of the potential impact on human rights. Severity had priority over likelihood, meaning that companies must address severe risks even when they are not very likely.
- Likelihood: A company should understand the likelihood of an impact actually arising.
- Timescale: Companies should consider whether the environmental impact is violate a human right now or whether it may violate a human right in the future. This may help in prioritisation, but it is important for companies to note that longitudinal effects can occur over a large time scale, and do not necessarily make a human rights impact less severe or urgent to address.
There are a range of sources companies can use to identify potential impacts, such as:
- US Department of State reports, including the Trafficking in Persons (TIP) Report or the Country Reports on Human Rights Practices
- Media reports
- Reports from non-governmental organisations, for example Freedom House, WWF, Greenpeace, or other local human rights or environmental NGOs who have an understanding of the situation ‘on the ground’.
- Status of countries’ ratification to UN treaties
2b. Actual Human Rights Impacts
Once a company has a solid overview of its risks, it should then identify and assess the actual impact of its environmental damage on human rights. It should do this by engaging with a range of stakeholders to understand exactly what is happening on the ground. A company should then consider the severity of the actual impact to better prioritise the impacts most affecting rightsholders.
The type of data reviewed to understand actual impacts differs considerably from the potential impacts:
- Complaints raised under a grievance mechanism
- Incident reports
- Adverse media reports
- Audits and Supplier Assessment Questionnaires (SAQs)
- On-the-ground reconnaissance
- Direct consultation of rightsholders
- Government documents (including, for example, land registry records)
- Engagement with local civil society stakeholders and, if relevant, other businesses operating in the area
Companies should consider both the potential and actual impacts on human rights of environmental damage. It should be noted though that severity takes priority over likelihood and it is only necessary to consider likelihood when assessing potential impacts, as actual impacts have already arisen.
This prioritisation process creates a list of a business’s most salient risks to/impacts on the right to a healthy environment.
Helpful Resources
- CSR Risk Check: A tool allowing companies to check which international CSR risks (including a range of human rights and environmental risks) businesses are exposed to and what can be done to manage them. The tool provides tailor-made information on the local human rights situation as well as environmental, social and governance issues. It allows users to filter by product/raw material/service and country of origin. The tool was developed by MVO Netherland; the German version is funded and implemented by the German Government’s Helpdesk on Business and Human Rights and UPJ.
- BAFA and German Helpdesk on Business and Human Rights, Guidance: Collaboration in the supply chain between obliged enterprises and their suppliers: This guidance document provides guidance for how companies can collaborate with business partners and suppliers in order to fulfil their own due diligence obligations under the German Supply Chain Act.
- Fairtrade, Implementing Human Rights Due Diligence: A Guide for Small-and Medium-sized ‘First-buyers’: This guide seeks to provide companies buying directly from farmers with practical human rights and environmental due diligence advice. Step 2 of this guide outlines how to identify the most salient human rights and environmental risks within a company’s operations and supply chains.
- International Institute for Sustainable Development, EIA: Essentials: This learning tool teaches companies about Environmental Impact Assessments, including what an EIA is, why they’re important and the essential elements of EIAs.
- Oil and Gas UK, Environmental Impact Assessment – Offshore: This resource gives oil and gas companies information on conducting EIAs, the various pieces of legislation requiring EIAs and which projects they’re mandatory for.
- OHCHR, Business and Human Rights in Challenging Contexts – Considerations for Remaining and Exiting: This guidance note is designed to support companies in deciding whether to remain operating in challenging contexts, such as conflict zones, by outlining a number of considerations for businesses.
- SHIFT, Explanatory Note on the Concept of Prioritisation: This explanatory note seeks to provide clarity on the concept of prioritisation in the UNGPs and the implications of it for businesses.
- SME Compass: Interview guide for civil society actors: This guide provides support to companies for interviews with civil society actors, and is structured along the five phases of the Due Diligence Compass.
- SME Compass: Provides advice on how to assess actual and potential human rights risks and how to assess and prioritize risks.
- SME Compass, Risk Analysis Tool: This tool helps companies to locate, asses and prioritize significant human rights and environmental risks long their value chains.
- SME Compass, Supplier review: This practical guide helps companies to find an approach to manage and review their suppliers with respect to human rights impacts.
- The Danish Institute for Human Rights, Human rights impact assessment guidance and toolbox – Phase 3: Analysing impacts: This chapter of the toolbox provides guidance on how companies can assess their human rights impacts and their level of causation.
- The International Association for Impact Assessment, Human Rights Due Diligence and the Environment: This video provides companies with a brief introduction to conducting a human rights impact assessment which incorporates environmental damage.
- UNDP, Human Rights Due Diligence and the Environment – A Guide for Business (DRAFT): This guide seeks to provide companies with more detail on how businesses can integrate environmental impacts into the human rights due diligence procedures. Essential Component 1 focusses on identifying and assessing risks. This guide is only currently a draft.
- UNGP, Reporting Framework – Assessing Impacts: A short series of smart questions (‘Reporting Framework’), implementation guidance for companies that are reporting, and assurance guidance for internal auditors and external assurance providers. This chapter provides answers to a range of questions on how companies can assess their human rights impacts on which the company is reporting.
3. Integrate and Take Action to Prevent/Address Adverse Impacts on the Environment which may Restrict Human Rights
UNGP Requirements
As per the UNGPs, effective integration requires that:
- “Responsibility for addressing [human rights] impacts is assigned to the appropriate level and function within the business enterprise” (e.g. senior leadership, executive and board level);
- “Internal decision-making, budget allocations and oversight processes enable effective responses to such impacts”.
The actions and systems that a company will need to apply will vary depending on the outcomes of its impact assessment. Any actions should take into account (and try to address) risk factors and root causes of the environmental damage based on the environmental impacts which are at risk of the most severe negative impacts to human rights (i.e. the salient human rights risks).
Once a company understands its most salient risks, it is required, under the UNGPs, to address those impacts. However, prior to this, the UNGPs emphasize that appropriate action will vary according to a company’s level of causation, and the extent of its leverage, as well as the likelihood and severity of the impact, in addressing the adverse impact. As such, these two elements should be considered when prioritising which measures to take to address adverse impacts found:
- Degree of Involvement: The UNGPs require companies to address and remediate human rights impacts they have caused or contributed to. This means companies should consider whether they have caused, contributed to or are directly linked to an impact that may restrict a human right. Companies should also consider whether the impact itself (i.e. the environmental damage) is causing or contributing to a restriction of this right.
- Causation usually refers to a company’s direct actions within its own operations – i.e. the company alone caused the impact. For example, a mining company’s own refusal to use state of the art equipment for mining might cause toxic chemicals to seep into the soil, which damages the local communities’ health. Where a company has caused an impact, or where the environmental damage of a company has caused a human rights impact, it is expected to cease, prevent, remediate or cooperation in the remediation of such impacts.
- Contributed to relates more to the actions of a company’s business partner for which the company is procuring that particular product or service or with whom it is jointly working on a project which caused the impact i.e. the company has caused the (potential or actual) impact together with a business partner. For example, a buyer might be contributing to the violation of an indigenous community’s rights where its supplier refuses to comply with deforestation legislation and destroys indigenous land. Where a company has contributed to or may contribute to an impact, it is expected to cease, prevent and use what leverage it may have to remediate/mitigate impacts.
- Directly linked to: When companies have a (direct or indirect) business relationship, they may be considered directly linked to an impact. Companies are not required to undertake remedial measures for impacts they are only directly linked to, but they should consider how they can support in addressing this impact.
- Leverage: A company’s ability to address an impact it has caused or contributed to will depend on its leverage over a supplier. Leverage usually refers to the “ability of a business enterprise to effect change in the wrongful practices of another party that is causing or contributing to an adverse human rights impact.” Companies can exercise their leverage over their business relationships through traditional commercial leverage; broader business leverage; collective leverage through bilateral engagement, action with other business partners and multistakeholder collaborations.
- Where a company has leverage over a business partner, it should seek to use it to enable them to effectively remediate or mitigate impacts, particularly before considering ending a relationship. Where a company does not have leverage, it should seek to increase its leverage, for example by collaborating with other companies, civil society organisation or other actors.
- Effectiveness: Companies should tailor the actions they take to the particular issue which is causing the impact to ensure they are effective at addressing that impact, meaning the measures make it possible that the impact is prevented, mitigated or remediated. For example, training in relation to the environment will very likely not be effective when the problem is insufficient technical equipment.
- Rightsholder engagement: Engaging with rightsholders during the development of action plans to address impacts will not only ensure the effectiveness of the measures, but also prevent conflicting environmental and social objectives from arising. For example, without meaningful engagement with communities, a company’s efforts to restore nature may restrict indigenous peoples’ rights to traditional land or cultural/spiritual practices.
Preventing, correcting and remediating environmental damage: Companies should first seek to prevent and correct/remediate the underlying environmental damage. Suggestions of appropriate measures include:
- Modernisation of old industrial facilities
- Establishing of adequate management systems for chemicals, industrial waste, emissions.
- Establishing a monitoring system for industry emissions into the air, water, soil
- Applying best available techniques to reduce harmful emissions
- Integration of environmental standards into purchasing practices
- Purchasing environmentally friendly raw materials and supplies
- Implementing an environmental management system (e.g., ISO 14001)
- Promoting environmental awareness within the company
- Change of distribution practices to ensure all the necessary safety information is provided on toxic products and the geographical context is considered when marketing a product. For example, ensuring all necessary safety information is on the label of toxic products, such as agricultural products, in the right language, in readable font size, and with correct pictograms according to the Globally Harmonized System of Classification and Labelling of Chemicals (GHS).
- Implementing good practices for the extraction, production, storage, conversion and handling of a product will prevent accidental damage occurring;
- Setting climate and/or environmental targets which take a holistic view of the potential environmental damage, such as overall absolute emissions and land use, rather than relying on ‘intensity’ metrics;
- Reviewing environmental permits provided to suppliers to ensure they are given only to those making solid human rights commitments.
- Changing of design strategies could include changing to raw materials and semi-finished products with a smaller environmental footprint, allowing for more environmentally friendly production processes, producing less toxic or just less waste in the production process, have a smaller footprint when the final product is used or disposed of. This is known as ‘product stewardship’.
Preventing, correcting and remediating human rights impact of environmental damage: Suggestions of practical approaches companies can take to prevent or mitigate the restriction of the right to a healthy environment include:
- Training: One of the most common actions undertaken by companies is trainingof company employees and suppliers, which may cover the salient human rights risks, reference to relevant international standards and reporting lines, and could be updated in-line with new developments in relation to this right. Targeted training programmes for the environmental teams on how to engage with rightsholders will be crucial to addressing impacts. Training sessions can be delivered in a range of forms, such as online videos, e-learnings, in-person sessions or supplier roundtables. Training should also be offered in a language most applicable to those taking it to ensure accessibility.
Businesses, however, should be mindful that training alone will not solve the problem. Taking action on specific environmental impacts may require local community engagement so that the most sustainable and effective solutions to address these impacts can be found. - Enhancing alignment and collaboration between the purchasing team, the sustainability team, responsible sourcing experts, or the environmental team inside the buying company;
- Corrective Action Plans: Where impacts are identified, Corrective Action Plans (CAPs) should be developed (jointly with the supplier if necessary), setting out clear targets and milestones for improvement. Progress should then be tracked regularly to ensure CAP completion. This plan needs to be developed and agreed upon through engagement with impacted rightsholders and effective monitoring might include ensuring the participation in and validation of the company’s managing procedures and scientific environmental analysis.
- Collaboration in the value chain: All measures in relation to business partners require collaboration. Companies should therefore seek to enhance collaboration with their business partners in their efforts to prevent or address human rights impacts through:
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- Responsible contracting: As companies become more responsible for the conduct of their value chain, it is important to engage with suppliers in a meaningful way. A company should contract with suppliers in such a way that sets them up to succeed, rather than fail. Furthermore, responsible contracting includes supporting the supplier to develop action plans, which seek to address adverse impacts, rather than cutting ties with them as soon as impacts are found. In practice, this could mean running training sessions for suppliers, or offering financial or resource support to address the root environmental cause of a human rights violation.
- Shared responsibility: Companies should take a shared responsibility approach with their suppliers in their efforts to address an impact. It should not be the sole responsibility of a supplier, particularly those in the Global South or SMEs. This can include providing financial or knowledge-based assistance to suppliers in upgrading their facilities to ensure they are using the best available techniques. Ensuring fair contributions are made in line with levels of responsibility and abilities, and costs are shared accordingly between the relevant parties helps maintain willing collaboration.
- Change of purchasing practices: Companies should ensure their purchasing practices do not make it difficult for a supplier to meet their human rights requirements. This includes integrating pricing which covers all costs of production, including living wages and incomes, environmental protection and costs of occupational safety and health. They should also consider their payment terms, lead times and short term changes to product specifications. For example, a company should include long enough lead times in a contract to allow a supplier sufficient time to manufacture a product, without the need to circumvent environmental regulations.
- Responsible exit: Where the impact assessments identify actual environmental damage caused by the supplier to such an extent that human rights are restricted, corrective actions may be required for the most severe impacts. Some companies may decide that — as a last resort — a failure to remediate or correct the situation should result in termination of the relationship with the offending supplier. Companies should try to resolve issues with the supplier first though, to prevent termination leading to worse positions for workers or a further deterioration of the environment. A company seeking to exit a relationship with a supplier should ensure all orders are paid up and any consequential risks of exiting are addressed.
Helpful Resources
- BAFA and German Helpdesk on Business and Human Rights, Guidance: Collaboration in the supply chain between obliged enterprises and their suppliers: This guidance document provides guidance for how companies can collaborate with business partners and suppliers in order to fulfil their own due diligence obligations under the German Supply Chain Act.
- Client Earth, Close the Loop: Addressing Businesses’ adverse environmental impacts: This briefing provides guidance on how companies can address their adverse environmental impacts, and includes case studies on a range of ways businesses adversely impact the environment.
- Fairtrade, Implementing Human Rights Due Diligence: A Guide for Small-and Medium-sized ‘First-buyers’: This guide seeks to provide companies buying directly from farmers with practical human rights and environmental due diligence advice. Step 3 of this guide outlines three general activities for addressing and remediating human rights and environmental impacts.
- OHCHR, Business and Human Rights in Challenging Contexts – Considerations for Remaining and Exiting: This guidance note is designed to support companies in deciding whether to remain operating in challenging contexts, such as conflict zones, by providing recommendations on how to safely remain or responsibly exit.
- SME Compass: Provides advice on how to take action on human rights by embedding them in your company, creating and implementing an action plan, and conducting a supplier review and capacity building.
- The Danish Institute for Human Rights, Human rights impact assessment guidance and toolbox – Phase 3: Analysing impacts: This chapter of the toolbox provides guidance on how companies can create action plans for mitigating and managing their human rights impacts.
- UNDP, Human Rights Due Diligence and the Environment – A Guide for Business (DRAFT): This guide seeks to provide companies with more detail on how businesses can integrate environmental impacts into the human rights due diligence procedures. Essential Component 2 focusses on actions companies should take to address the impacts identified, including priorititsation and drafting an action plan. This guide is only currently a draft.
- UNGP, Reporting Framework – Integrating Findings and Taking Action: A short series of smart questions (‘Reporting Framework’), implementation guidance for companies that are reporting, and assurance guidance for internal auditors and external assurance providers. This chapter provides answers to a range of questions on integrating their human rights assessment findings and taking action to address the human rights impacts on which the company is reporting.
- FAO, Code of Conduct for Pesticide Management: This Code of Conduct outlines agreed standards of conduct for pesticides and the commitments of stakeholders to promote best practice in managing pesticides throughout their lifecycle.
- FAO, Guidelines on Good Labelling Practices for Pesticides: This guidance provides advice on defining and revising national pesticide labelling requirements and reviewing the design and content of pesticide labels to ensure consistency and reduce environmental and health risks throughout the pesticide life cycle.
4. Track Performance on Preventing/Addressing Adverse Impacts on the Environment which may Restrict Human Rights
UNGP Requirements
As per the UNGPs, tracking should:
- “Be based on appropriate qualitative and quantitative indicators”;
- “Draw on feedback from both internal and external sources, including affected stakeholders” (e.g. through grievance mechanisms).
Businesses should regularly review their approach to preventing, correcting and remediating environmental damage and human rights impacts to see if it is effective and serves the rightsholders involved. Section A.4 of the OECD Due Diligence Guidance provides details on the type of information, which should be tracked, and how to effectively track and implement the results.
Key Performance Indicators (KPIs) are an important tool for tracking performance. Companies should set appropriate qualitative and quantitative indicators and SMART targets designed to track both the efforts to reduce an environmental impact and the extent to which the impact is restricting human rights. Setting SMART targets helps objectively track performance. SMART targets are those that are: specific, measurable, attainable, resourced and time-bound. Such targets should integrate impacted rightsholder and stakeholder views. A range of inputs will be necessary to produce a full picture of whether KPIs and targets are being met:
- Assessment data like using staff questionnaires to measure the learning outcomes achieved during training sessions – this helps companies understand the effectiveness of a training;
- Data from grievance mechanisms to understand the number and frequency of, as well as the type and severity of incidents; and
- Stakeholder engagement to proactively track the effectiveness of a company’s efforts to identify, prevent and remediate any new impacts is crucial. Such engagement can include non-governmental organisations, environmental NGOs and other types of NGOs, workers’ organisations, law enforcement authorities, environmental authorities, and labour inspectorates. Stakeholders provide useful on the ground insights into the impacts occurring and the measures designed to address them, particularly as they are often the ones the impacts are affecting.
- Audits, surveys or social/environmental monitoring are common ways to check performance. Such methods can be undertaken internally by the company or a third party contracted by the company. A common approach or first step taken by companies is to issue self-assessment questionnaires (SAQs) to suppliers, requesting information and evidence on their environmental protection procedures, such as how they handle their wastewater to ensure it doesn’t feed into the local river. Standards like ISO14001 require such SAQs, which may be particularly relevant when the supplier is ISO14001 certified. Repeated SAQs can give insight into improvements in supplier management systems and let suppliers self-report on actual or potential environmental impacts restricting a person’s right. The audit results should be considered an indicator to be recorded and monitored as part of the SMART targets set. These types of monitoring should always be combined with stakeholder engagement to prevent unreliable results.
Responsibility for data collection should be clearly allocated to relevant roles within the company and reported with a set frequency (for instance once a month).
Shortcomings of SAQs and audits
Although both SAQs and audits should always be used as an additional and equal resources, both tools have limitations in their ability to uncover hidden violations, particularly the human impact of environmental damage. Audits only provide a snapshot of the situation at the particular time and date they are conducted, they are not indicative of the situation on the ground throughout the year. Further, the inhibitive costs of audits means companies often prefer not to have oversight of their operations or suppliers.
Where they are conducted, they are almost always announced – therefore, suppliers may try to disguise the actual conditions in their facility on the day of the audit. Such measures may range from cleaning up the facility over forging payroll accounting to bussing fake-workers to the facility to pretend they work there when asked by the auditor about the working conditions. Unannounced audits somewhat mitigate this problem but even these are not always effective at identifying violations given that an auditor tends to spend only limited time on-site.
Auditors are also susceptible to fraud, especially when the company being audited is also paying the auditor. This reduces the reliability of the audit results.
Furthermore, the ‘worker-voice’ is also often overlooked, due to language barriers or workers are only interviewed with their manager present, meaning workers are not able to speak out about any environmental damage or human rights impact. Environmental damage also often happens further up supply chains, whereas audits generally only cover own operations and ‘Tier 1’ suppliers. However, it is important to note that other actors in the supply chain might have been audited by someone else or for another reason (such as to obtain an ISO14001 or EMAS certification); where the results of these are available they can help provide information that can be used for risk assessments and performance tracking purposes.
Helpful Resources
- Fairtrade, Implementing Human Rights Due Diligence: A Guide for Small-and Medium-sized ‘First-buyers’: This guide seeks to provide companies buying directly from farmers with practical human rights and environmental due diligence advice. Step 4 of this guide outlines how to track a company’s progress in addressing the human rights and environmental actions, and how effective these actions have been.
- Institute for Human Rights and Business, Putting Respect for Human Rights into Practice: This guidance details the steps companies should take in tracking performance, including building a systematic approach to tracking, developing indicators, incorporating stakeholder perspectives and tracking through business relationships.
- SME Compass: Provides advice on how to measure human rights performance.
- SME Compass: Key performance indicators for due diligence: Companies can use this overview of selected quantitative key performance indicators to measure implementation, manage it internally and/or report it externally.
- UNGP, Reporting Framework – Tracking Performance: A short series of smart questions (‘Reporting Framework’), implementation guidance for companies that are reporting, and assurance guidance for internal auditors and external assurance providers. This chapter provides answers to a range of questions on tracking a company’s performance in the management of salient human rights issues on which the company is reporting.
- UNDP, Human Rights Due Diligence and the Environment – A Guide for Business (DRAFT): This guide seeks to provide companies with more detail on how businesses can integrate environmental impacts into the human rights due diligence procedures. Essential Component 3 focusses on tracking a company’s performance in addressing the risks, and how to develop and implement performance indicators. This guide is only currently a draft.
5. Communicate Performance on Preventing/Addressing Environmental Damage which Restricts Human Rights
UNGP Requirements
As per the UNGPs, regular communications of performance should:
- “Be of a form and frequency that reflect an enterprise’s human rights impacts and that are accessible to its intended audiences”;
- “Provide information that is sufficient to evaluate the adequacy of an enterprise’s response to the particular human rights impact involved”; and
- “Not pose risks to affected stakeholders, personnel or to legitimate requirements of commercial confidentiality”.
Companies are expected to communicate their performance on protecting the right to a healthy environment, both internally and externally.
Internal: Companies should communicate the relevant information to impacted rightsholders about how they are taking action to address the environmental damage. Such communication should be timely, culturally sensitive and in an accessible manner. Companies may choose to communicate through a range of formats: in-person meetings, online dialogues, consultation with affected stakeholders, websites and informational brochures.
External: Companies are expected to communicate their performance on protecting the right to a healthy environment in a formal public report. The CSRD requires in scope companies to report on the environmental and social impacts of their activities, companies could use this report to detail their efforts to maintain a healthy environment. Conversely, an update on progress on implementing the right to a healthy environment can be included in a broader sustainability report, or in an annual Communication on Progress which seeks to implement the Ten Principles of the UN Global Compact. Additionally, other forms of communication should include in-person meetings, online dialogues and consultation with affected rightsholders.
Helpful Resources
- Fairtrade, Implementing Human Rights Due Diligence: A Guide for Small-and Medium-sized ‘First-buyers’: This guide seeks to provide companies buying directly from farmers with practical human rights and environmental due diligence advice. Step 5 of this guide outlines how to communicate (both internally and externally) on the due diligence process taken to respect human rights and the environment.
- SME Compass: Provides advice on how to communicate progress on human rights due diligence.
- SME Compass, Target group-oriented communication: This practical guide helps companies to identify their stakeholders and find suitable communication formats and channels.
- The Danish Institute for Human Rights, Human rights impact assessment guidance and toolbox – Phase 3: Analysing impacts: This chapter of the toolbox provides guidance on how companies should report on their human rights due diligence efforts.
- The Sustainability Code: A framework for reporting on non-financial performance that includes 20 criteria, including on human rights.
- United Nations Global Compact, Communication on Progress (CoP): The CoP ensures further strengthening of corporate transparency and accountability, allowing companies to better track progress, inspire leadership, foster goal-setting and provide learning opportunities across the Ten Principles and SDGs.
- UNGP, Reporting Framework: A short series of smart questions (‘Reporting Framework’), implementation guidance for companies that are reporting, and assurance guidance for internal auditors and external assurance providers.
- UNGP, Reporting Framework – Stakeholder Engagement: A short series of smart questions (‘Reporting Framework’), implementation guidance for companies that are reporting, and assurance guidance for internal auditors and external assurance providers. This chapter provides answers to a range of questions on how companies can effectively engage with stakeholders to better manage their salient human rights issues.
- UNDP, Human Rights Due Diligence and the Environment – A Guide for Business (DRAFT): This guide seeks to provide companies with more detail on how businesses can integrate environmental impacts into the human rights due diligence procedures. Essential Component 4 focusses on communicating a companies efforts to undertake human rights due diligence, including how to communicate with affected rights-holders. This guide is only currently a draft.
6. Remedy and Grievance Mechanisms
UNGP Requirements
As per the UNGPs, remedy and grievance mechanisms should include the following considerations:
- “Where business enterprises identify that they have caused or contributed to adverse impacts, they should provide for or cooperate in their remediation through legitimate processes”.
- “Operational-level grievance mechanisms for those potentially impacted by the business enterprise’s activities can be one effective means of enabling remediation when they meet certain core criteria.”
To ensure their effectiveness, grievance mechanisms should be:
- Legitimate: “enabling trust from the stakeholder groups for whose use they are intended, and being accountable for the fair conduct of grievance processes”
- Accessible: “being known to all stakeholder groups for whose use they are intended, and providing adequate assistance for those who may face particular barriers to access”
- Predictable: “providing a clear and known procedure with an indicative time frame for each stage, and clarity on the types of process and outcome available and means of monitoring implementation”
- Equitable: “seeking to ensure that aggrieved parties have reasonable access to sources of information, advice and expertise necessary to engage in a grievance process on fair, informed and respectful terms”
- Transparent: “keeping parties to a grievance informed about its progress, and providing sufficient information about the mechanism’s performance to build confidence in its effectiveness and meet any public interest at stake”
- Rights-compatible: “ensuring that outcomes and remedies accord with internationally recognized human rights”
- A source of continuous learning: “drawing on relevant measures to identify lessons for improving the mechanism and preventing future grievances and harms”
- Based on engagement and dialogue: “consulting the stakeholder groups for whose use they are intended on their design and performance, and focusing on dialogue as the means to address and resolve grievances”
Grievance mechanisms play an important role in helping to remediate human rights impacts of environmental damage in operations and supply chains. They allow for input and feedback from individuals who may highlight issues that have not been identified or by providing input on how to effectively respond to an issue. Grievance mechanisms help build trust and understanding of issues between companies and communities (indigenous, local and further-afield). They also provide an early warning system to identify and address concerns of communities before escalation is required.
Grievance mechanisms should be:
- Created and implemented with input from the affected groups they are intended to help, as well as other stakeholders;
- Available in multiple formats and languages to accommodate rightsholders’ needs;
- Accessible by anyone;
- Transparent and predictable with a clearly defined process;
- Anonymous and confidential to protect the safety and well-being of the complainant to ensure a victim does not fear repercussions for coming forward.
These mechanisms should feed into the risk identification and management process, with remediation a key focus of the grievance mechanism. It is important that responsibility is allocated for the monitoring of the grievance mechanism, and that an independent body or committee is set up to oversee and handle the complaints.
Remediating the violations of the right to a healthy environment can be difficult and should be handled sensitively, as the harm caused to the victim(s) and the environment could be significant. It is advisable that businesses have a remediation plan included in their human resources policies and procedures, which can guide responsible employees in remediating the situation in an effective and appropriate way.
The inclusion of affected communities in the design of grievance mechanisms and in the remediation process is crucial to ensure the effectiveness of the grievance mechanisms and any subsequent remediation measures. Not only does this mean ensuring that grievance mechanisms are accessible to all affected peoples, including women, children, older persons, BPOCs, indigenous peoples and persons with disabilities, but it also means seeking their input on how complaints should be made, and communicated. Remedial measures should be developed through open discussion and dialogue with affected rightsholders to ensure they best suits the needs of the impacted communities. The inclusion of impacted rightsholders in the remediation process ensures the acceptance and legitimacy of a remediation plan.
Collaboration with third parties and environmental initiatives will be important for effective remediation. Companies should build and sustain strategic partners and collaborative action with third party stakeholders/initiatives to meet their human rights commitments around the right to a healthy environment (e.g. other companies, trade unions, government agencies, civil society organisations, experts, international bodies and multi-stakeholder initiatives). These partnerships allow companies to remediate actions more swiftly and effectively.
Helpful Resources
- BAFA and German Helpdesk on Business and Human Rights, Guidance: Collaboration in the supply chain between obliged enterprises and their suppliers: This guidance document provides guidance for how companies can collaborate with business partners and suppliers in order to fulfil their own due diligence obligations under the German Supply Chain Act.
- Fairtrade, Implementing Human Rights Due Diligence: A Guide for Small-and Medium-sized ‘First-buyers’: This guide seeks to provide companies buying directly from farmers with practical human rights and environmental due diligence advice. Step 3 of this guide outlines steps for how companies can remediate human rights impacts.
- Global Compact Network Germany, Worth Listening: Understanding and Implementing Human Rights Grievance Management: A business guide intended to assist companies in designing effective human rights grievance mechanisms, including practical advice and case studies. Also available in German.
- The Danish Institute for Human Rights, Human rights impact assessment guidance and toolbox – Phase 4: Impact Mitigation and Management: This chapter of the toolbox provides guidance on how companies can create action plans to remediate their human rights impacts.
- SME Compass, Managing grievances effectively: Companies can use this guide to design their grievance mechanisms more effectively – along the eight UNGP effectiveness criteria – and it includes practical examples from companies.
- SME Compass: Provides advice on how to establish grievance mechanisms and manage complaints.
- UNGP, Reporting Framework – Remediation: A short series of smart questions (‘Reporting Framework’), implementation guidance for companies that are reporting, and assurance guidance for internal auditors and external assurance providers. This chapter provides answers to a range of questions on how companies can effectively remediate their salient human rights impacts on which the company is reporting.
Case Studies
Coming soon…
Further Guidance
Examples of further guidance on a clean, healthy and sustainable environment include:
- Economist Impact and the UNDP, Asia in Focus: Clean Air and the Business and Human Rights Agenda: This report analyses air pollution in Asia, the link between air pollution and human rights and how the UNGPs can be used to address the pollution.
- ERM, How business can adapt to new environmental and human rights due diligence requirements: This resource provides five practical actions for businesses to take when integrating environmental and human rights due diligence processes.
- European Commission and International Trade Centre, Making Mandatory Human Rights and Environmental Due Diligence Work for All: This document outlines human rights and environmental due diligence, the relevant actors and their roles, and provides guidance on how to design supporting measures. Fairtrade, Client Earth, et al, Putting the Environment in Human Rights and Environmental Due Diligence: This collaborative document seeks to outline the importance of implementing environmental considerations into human rights due diligence.
- Forest Peoples, Implementing a human rights-based approach: This working group paper provides an analysis on how best to adopt a human rights-based approach to implementing the post-2020 global biodiversity framework.
- GBI, Business involvement in biodiversity-related human rights impacts: This briefing seeks to support businesses in identifying and addressing human rights risks linked to biodiversity issues.
- GBI, Climate Action and Human Rights – Moving to regenerative agriculture: This briefing provides businesses with high-level guidance on the human rights risks of shifting to regenerative agriculture and the challenges of due diligence.
- OHCHR, Human Rights, Climate Change and Business: This document seeks to understand the legal implications of the three pillars of the UNGPs with regard to climate change.
- The Food and Agriculture Organization of the United Nations, The State of Food Security and Nutrition in the World: This report analyses the state of global food security and nutrition in 2023. It gives companies and organisations an insight into a range of food security issues, including agriculture, climate change and human rights.